SAAM
Filed: June 17, 1993
financial management services
Owned by: Linsco/Private Ledger Corp.
Serial Number: 74403514
LPL SELECTOR PROGRAM
Filed: July 14, 1993
investment advisory services
Owned by: Linsco/Private Ledger Corp.
Serial Number: 74413380
RETIREMENT EDGE
Filed: November 30, 1995
financial and investment services, namely, administering employee retirement plans for others
Owned by: Linsco/Private Ledger Corp.
Serial Number: 75025750
THE MARKETPLACE ACCOUNT
Filed: January 16, 1996
investment advisory services
Owned by: Linsco/Private Ledger Corp.
Serial Number: 75044228
MANAGER SELECT
Filed: January 30, 1996
investment advisory services, namely, providing an investment advisory program comprising investment advisory and management…
Owned by: Linsco/Private Ledger Corp.
Serial Number: 75050436
ASSET TRACK
Filed: January 30, 1996
investment advisory services
Owned by: Linsco/Private Ledger Corp.
Serial Number: 75050535
PARTICIPANT'S CHOICE
Filed: February 6, 1996
financial and investment services, namely, administering employee retirement plans
Owned by: Linsco/Private Ledger Corp.
Serial Number: 75054231
ASSETRACK
Filed: April 3, 1996
investment advisory services
Owned by: Linsco/Private Ledger Corp.
Serial Number: 75082853
PORTFOLIOTRACK
Filed: June 4, 1996
financial management services, namely, managing an account of index funds
Owned by: Linsco/Private Ledger Corp.
Serial Number: 75113764
BRANCHPLAN
Filed: July 9, 1996
computer programs for use in financial planning services
Owned by: Linsco/Private Ledger Corp.
Serial Number: 75131393
BRANCHFOLIO
Filed: July 9, 1996
computer programs for use in securities brokerage and investment advisory services
Owned by: Linsco/Private Ledger Corp.
Serial Number: 75131394
BRANCHPLAN
Filed: September 23, 1997
financial planning services
Owned by: Linsco/Private Ledger Corp.
Serial Number: 75361412
BRANCHFOLIO
Filed: September 23, 1997
securities brokerage investment advisory services
Owned by: Linsco/Private Ledger Corp.
Serial Number: 75361530
PORTFOLIOTRACK
financial management services, namely, managing an account of index funds
Owned by: Linsco/Private Ledger Corp.
Serial Number: 75729562
BRANCHFOLIO
financial planning services
Owned by: Linsco/Private Ledger Corp.
Serial Number: 76343003
BRANCHPLAN
financial planning services
Owned by: Linsco/Private Ledger Corp.
Serial Number: 76343011
OPTIMUM MARKET PORTFOLIOS
financial management services, investment of funds for others, and mutual fund investment services
Owned by: Linsco/Private Ledger Corp.
Serial Number: 76529182
INTEGRATED ADVISORY SOLUTIONS
financial asset management services, investment of funds for others, financial research services and financial planning
Owned by: Linsco/Private Ledger Corp.
Serial Number: 78422727
IAS
financial asset management services, investment of funds for others, financial research services and financial planning
Owned by: Linsco/Private Ledger Corp.
Serial Number: 78422729
