COMPLIANCE INFORMER
Filed: July 26, 2012
Regulatory compliance consulting in the field of registered investment advisers, private funds and broker/dealers
Owned by: Hardin Compliance Consulting LLC
Serial Number: 85687609
COMPLIANCE NAVIGATOR
Filed: July 26, 2012
Regulatory compliance consulting in the field of registered investment advisers, private funds and broker/dealer
Owned by: Hardin Compliance Consulting LLC and Matthew S. Hardin
Serial Number: 85687626
HARDIN COMPLIANCE CONSULTING LLC
Filed: January 4, 2016
Regulatory compliance consulting in the field of Investment Advisers and Broker Dealers
Owned by: Hardin Compliance Consulting LLC
Serial Number: 86864494
HARDIN COMPLIANCE CONSULTING LLC
Filed: October 11, 2016
Regulatory compliance consulting in the field of Registered Investment Advisers, Private Funds and Broker/Dealers
Owned by: Hardin Compliance Consulting LLC
Serial Number: 87199984
