SUCCESS REQUIRES SUPPORT
Business management and business consultation services, namely, managing and processing shareholder proxy voting
Owned by: Broadridge Financial Solutions, Inc.
Serial Number: 77176777
ASCENDIS
Computer software for managing workflow in the field of brokerage operations
Owned by: Broadridge Financial Solutions, Inc.
Serial Number: 77184307
RIDGE CLEARING & OUTSOURCING SOLUTIONS
Financial services, namely, providing securities clearing services, securities trade execution services, and securities…
Owned by: Broadridge Financial Solutions, Inc.
Serial Number: 77201243
RIDGE CLEARING
Financial services, namely, providing securities clearing services, securities trade execution services, and securities…
Owned by: Broadridge Financial Solutions, Inc.
Serial Number: 77225964
BPS
Providing online non-downloadable software for use in securities brokerage processing, namely, for use in accounting that…
Owned by: Broadridge Financial Solutions, Inc.
Serial Number: 77260427
RIDGE
Financial services, namely, providing securities clearing services, securities trade execution services, and securities…
Owned by: Broadridge Financial Solutions, Inc.
Serial Number: 77313613
PROXY VOTE
Business management services, namely, management and processing of shareholder voting by means of a global computer network…
Owned by: Broadridge Financial Solutions, Inc.
Serial Number: 77380819
INVESTOR MAILBOX
Filed: February 12, 2009
Providing regulatory investment communications and securities brokerage information by means of a global computer network…
Owned by: Broadridge Financial Solutions, Inc.
Serial Number: 77669026
BOND INVENTORY DIRECT
Providing temporary use of a non-downloadable software interface that facilitates financial and investment transactions…
Owned by: Broadridge Financial Solutions, Inc.
Serial Number: 77803890
SETTLEMENTPRO
providing use of non-downloadable computer software that facilitates financial and investment transactions over a global…
Owned by: Broadridge Financial Solutions, Inc.
Serial Number: 77944720
CLEARANCEPRO
Filed: February 25, 2010
providing use of non-downloadable computer software that facilitates financial and investment transactions over a global…
Owned by: Broadridge Financial Solutions, Inc.
Serial Number: 77944723
PROSPECTUSVIEW
Providing temporary use of online non-downloadable software that enables users to access regulatory information, documents…
Owned by: Broadridge Financial Solutions, Inc.
Serial Number: 85073087
VOTE CONNECT
Filed: September 14, 2010
Providing temporary use of a non-downloadable computer software application for proxy management and processing via a global…
Owned by: Broadridge Financial Solutions, Inc.
Serial Number: 85128992
OPTIMAL PROXY
Organization, management and processing of shareholder voting
Owned by: Broadridge Financial Solutions, Inc.
Serial Number: 85233412
EENROLL
providing access to a web based data management system in the fields of financial planning and investment management
Owned by: Broadridge Financial Solutions, Inc.
Serial Number: 85347913
FOREFIELD
Filed: July 11, 2011
Providing a secured access database via the Internet through which documents and images can be viewed, downloaded, printed…
Owned by: Broadridge Financial Solutions, Inc.
Serial Number: 85367758
FOREFIELD
Data transmission and reception services via telecommunication means
Owned by: Broadridge Financial Solutions, Inc.
Serial Number: 85367764
FOREFIELD
Filed: July 11, 2011
Printing services
Owned by: Broadridge Financial Solutions, Inc.
Serial Number: 85367769
FOREFIELD
Filed: July 11, 2011
Providing electronic downloadable publications in the nature of brochures, booklets, and articles in the fields of financial…
Owned by: Broadridge Financial Solutions, Inc.
Serial Number: 85367772
FOREFIELD
Filed: July 11, 2011
Application service provider featuring software that enables users to customize the appearance of Internet web pages, customize…
Owned by: Broadridge Financial Solutions, Inc.
Serial Number: 85367779
PROXYEDGE
Filed: February 2, 2012
Business management services, namely, management, processing, reporting and filing of shareholder voting by means of a global…
Owned by: Broadridge Financial Solutions, Inc.
Serial Number: 85532030
PROXYPULSE
Filed: June 7, 2013
Providing electronic downloadable reports regarding shareholder and investor voting
Owned by: Broadridge Financial Solutions, Inc.
Serial Number: 85954063
PROACTIVE
Filed: July 19, 2013
Downloadable computer software for the management of securities, derivatives, and commodities brokerage fee and commission…
Owned by: Broadridge Financial Solutions, Inc.
Serial Number: 86014911
FUND DISTRIBUTION INTELLIGENCE
Filed: January 8, 2014
Providing use of non-downloadable computer software for distribution of news, sales, trends, and information regarding sales…
Owned by: Broadridge Financial Solutions, Inc.
Serial Number: 86160532
FLUENT
Filed: January 13, 2014
platform as a service (PAAS) featuring computer software platforms for enabling financial services firms to create, manage…
Owned by: Broadridge Financial Solutions, Inc.
Serial Number: 86163795
COLLATERALPRO
Filed: April 7, 2014
computer software
Owned by: Broadridge Financial Solutions, Inc.
Serial Number: 86245116
THE SMART WAY TO GROW
Filed: May 26, 2015
investment advisory services; wealth management services
Owned by: Broadridge Financial Solutions, Inc.
Serial Number: 86640892
BREAKOUT ADVISOR
Filed: May 26, 2015
investment advisory services; wealth management services
Owned by: Broadridge Financial Solutions, Inc.
Serial Number: 86640913
LTX
Filed: April 24, 2018
computer software platform used to identify patterns of bond trading activity
Owned by: Broadridge Financial Solutions, Inc.
Serial Number: 87890787
LTX
Filed: April 24, 2018
computer software platform used to identify patterns of bond trading activity
Owned by: Broadridge Financial Solutions, Inc.
Serial Number: 87890839
PROFILE
non-downloadable software used to facilitate electronic preparation and filing of documents with the Securities and Exchange…
Owned by: Broadridge Financial Solutions, Inc.
Serial Number: 88200905
EDGARFORMS
non-downloadable software used to facilitate electronic preparation and filing of documents with the Securities and Exchange…
Owned by: Broadridge Financial Solutions, Inc.
Serial Number: 88200922
THE ABCDS OF INNOVATION
Computer software consulting; integration of computer software into multiple systems and networks
Owned by: Broadridge Financial Solutions, Inc.
Serial Number: 88290914
LTX AI
Filed: June 2, 2020
computer software platform used to identify patterns of bond trading activity
Owned by: Broadridge Financial Solutions, Inc.
Serial Number: 88944073
THE ABCDS OF INNOVATION MATURITY FRAMEWORK
Filed: February 17, 2021
Computer software consulting; integration of computer software into multiple systems and networks; technology consultation…
Owned by: Broadridge Financial Solutions, Inc.
Serial Number: 90531439
BROADRIDGE FLUENT
Filed: April 12, 2021
Platform as a service (PaaS) featuring computer software platforms for enabling financial services firms to create, manage…
Owned by: Broadridge Financial Solutions, Inc.
Serial Number: 90638260
BROADRIDGE TRADEARC
Filed: January 24, 2022
Securities brokerage services, namely, securities transaction processing and clearing services
Owned by: Broadridge Financial Solutions, Inc.
Serial Number: 97235017
GROWTH STATION
Filed: May 13, 2022
Software as a service (SAAS) services featuring software for assisting wealth management professionals and financial advisors…
Owned by: Broadridge Financial Solutions, Inc.
Serial Number: 97409546
RFQX
Filed: March 27, 2023
Software as a service (SaaS) services featuring software for electronically trading securities
Owned by: Broadridge Financial Solutions, Inc.
Serial Number: 97859726
RFQ+
Filed: March 27, 2023
Software as a service (SaaS) services featuring software for electronically trading securities
Owned by: Broadridge Financial Solutions, Inc.
Serial Number: 97859735
