NEW YORK PRIVATE PLACEMENT EXCHANGE
Filed: June 1, 1998
OPERATION OF MARKET FOR NON-PUBLIC SECURITY CONTRACTS
Owned by: Allen, Laurence G.
Serial Number: 75494162
NEW YORK BOND EXCHANGE
Filed: June 1, 1998
OPERATION OF MARKET FOR SALE OF DEBT AND EQUITY SECURITIES
Owned by: Allen, Laurence G.
Serial Number: 75494163
NEW YORK PRIVATE PLACEMENT TRADING NETWORKS
OPERATION OF MARKET FOR NON-PUBLIC SECURITY CONTRACTS
Owned by: Allen, Laurence G.
Serial Number: 76202554
GREENWICH RESEARCH GROUP
OPERATION OF FINANCIAL EXCHANGE FOR NON-PUBLIC SECURITIES
Owned by: Allen, Laurence G.
Serial Number: 76202555
NEW YORK PRIVATE PLACEMENT NETWORKS TRADING SYSTEM
OPERATION OF MARKET FOR NON-PUBLIC SECURITY CONTRACTS
Owned by: Allen, Laurence G.
Serial Number: 76202556
SOUTHWEST PRIVATE PLACEMENT
OPERATION OF MARKET FOR NON-PUBLIC SECURITY CONTRACTS
Owned by: Allen, Laurence G.
Serial Number: 76202557
ROCKY MOUNTAIN PRIVATE PLACEMENT
OPERATION OF MARKET FOR NON-PUBLIC SECURITY CONTRACTS
Owned by: Allen, Laurence G.
Serial Number: 76202558
SOUTHEAST PRIVATE PLACEMENT
OPERATION OF MARKET FOR NON-PUBLIC SECURITY CONTRACTS
Owned by: Allen, Laurence G.
Serial Number: 76202559
PUTNAM COMMUNICATIONS
OPERATION OF FINANCIAL EXCHANGE FOR NON-PUBLIC SECURITIES
Owned by: Allen, Laurence G.
Serial Number: 76202560
PRIVATE PLACEMENT NETWORKS
OPERATION OF MARKET FOR NON-PUBLIC SECURITY CONTRACTS
Owned by: Allen, Laurence G.
Serial Number: 76202561
PACIFIC PRIVATE PLACEMENT
OPERATION OF MARKET FOR NON-PUBLIC SECURITY CONTRACTS
Owned by: Allen, Laurence G.
Serial Number: 76202562
NORTHEAST PRIVATE PLACEMENT
OPERATION OF MARKET FOR NON-PUBLIC SECURITY CONTRACTS
Owned by: Allen, Laurence G.
Serial Number: 76202563
NEW YORK PRIVATE PLACEMENT EUROPE
OPERATION OF MARKET FOR NON-PUBLIC SECURITY CONTRACTS
Owned by: Allen, Laurence G.
Serial Number: 76202564
MINNEAPOLIS PRIVATE PLACEMENT NETWORKS
OPERATION OF MARKET FOR NON-PUBLIC SECURITY CONTRACTS
Owned by: Allen, Laurence G.
Serial Number: 76202565
MIDWEST PRIVATE PLACEMENT NETWORKS
OPERATION OF MARKET FOR NON-PUBLIC SECURITY CONTRACTS
Owned by: Allen, Laurence G.
Serial Number: 76202566
INTERNATIONAL PRIVATE PLACEMENT NETWORKS
OPERATION OF MARKET FOR NON-PUBLIC SECURITY CONTRACTS
Owned by: Allen, Laurence G.
Serial Number: 76202567
NYPPE NETWORKS
OPERATION OF MARKET FOR NON-PUBLIC SECURITY CONTRACTS
Owned by: Allen, Laurence G.
Serial Number: 76212605
NYPPE
OPERATION OF MARKET FOR NON-PUBLIC SECURITY CONTRACTS
Owned by: Allen, Laurence G.
Serial Number: 76232556
EMPOWERING THE PRIVATE CAPITAL MARKETS
TRADING RESTRICTED SECURITIES, FINANCIAL RESEARCH, INVESTMENT ADVICE, INVESTMENT BANKING AND INVESTMENT CONSULTATION SERVICES…
Owned by: Allen, Laurence G.
Serial Number: 76287276
ACP
Manager of private equity assets
Owned by: Allen, Laurence G.
Serial Number: 78357596
ALLEN CAPITAL PARTNERS
Manager of private equity assets
Owned by: Allen, Laurence G.
Serial Number: 78357634
ALLEN PARTNERS
Manager of private equity assets
Owned by: Allen, Laurence G.
Serial Number: 78357652
ACP INVESTORS
Manager of private equity assets
Owned by: Allen, Laurence G.
Serial Number: 78357659
