COMPLIANCE TRACKING SYSTEM
Computer software that provides web-based access to applications and services through a web operating system or portal interface…
Owned by: Adviser Compliance Associates, LLC
Serial Number: 77706117
C3 SOLUTION
Regulatory compliance consulting services to financial services firms registered with the Securities and Exchange Commission…
Owned by: Adviser Compliance Associates, LLC
Serial Number: 78125311
C3 SOLUTION
Filed: June 18, 2010
Regulatory compliance consulting services to financial services firms registered with the Securities and Exchange Commission…
Owned by: Adviser Compliance Associates, LLC and Broker-Dealer Compliance Associates, LLC
Serial Number: 85066580
ACA GROUP
Filed: November 24, 2020
Technology consultation in the field of finance and SaaS technology
Owned by: Adviser Compliance Associates, LLC
Serial Number: 90339869
ACA
Filed: November 24, 2020
Technology consultation in the field of finance and SaaS technology
Owned by: Adviser Compliance Associates, LLC
Serial Number: 90340031
RISKMUTATION
Filed: November 24, 2020
Technology consultation in the field of finance and SaaS technology
Owned by: Adviser Compliance Associates, LLC
Serial Number: 90340089
ACA SIGNATURE
Filed: September 5, 2023
Software as a service (SAAS), namely, the hosting of compliance software for reporting, filing, tracking, and managing compliance…
Owned by: Adviser Compliance Associates, LLC
Serial Number: 98164944
ACA VANTAGE FOR CYBER
Filed: September 21, 2023
Software as a service (SAAS), namely, the hosting of compliance software for reporting, filing, tracking, and managing compliance…
Owned by: Adviser Compliance Associates, LLC
Serial Number: 98191329
