THE SERIOUS INVESTOR
Filed: June 10, 1988
BROKERAGE, FINANCIAL, INVESTMENT, AND INVESTMENT BANKING SERVICES
Owned by: MORGAN STANLEY SMITH BARNEY HOLDINGS LLC
Serial Number: 73733473
401(K) TRAK
Filed: March 15, 1993
retirement plan management services
Owned by: MORGAN STANLEY SMITH BARNEY HOLDINGS LLC
Serial Number: 74368057
INTERNATIONAL ACTIVE ASSETS ACCOUNT
Filed: June 6, 1997
financial and investment services for providing a combination of a securities margin/cash account, one of several investment…
Owned by: MORGAN STANLEY SMITH BARNEY HOLDINGS LLC
Serial Number: 75304823
TAKE YOUR PARENTS TO SCHOOL DAY
Filed: August 29, 1997
educational services, namely, providing educational programs to schools in the area of financial services, including investments…
Owned by: MORGAN STANLEY SMITH BARNEY HOLDINGS LLC
Serial Number: 75348981
SMITH BARNEY STRATEGIES
Filed: November 17, 1997
newsletters featuring financial and investment information
Owned by: MORGAN STANLEY SMITH BARNEY HOLDINGS LLC
Serial Number: 75391840
STRATEGIC 10/A+ PORTFOLIO
Filed: July 27, 1998
FINANCIAL AND INVESTMENT SERVICES, NAMELY, PORTFOLIO MANAGEMENT AND INVESTMENT STRATEGY SERVICES
Owned by: MORGAN STANLEY SMITH BARNEY HOLDINGS LLC
Serial Number: 75526380
CHOICE ONLINE
Financial services, namely, financial investment in the field of securities through a global computer network and financial…
Owned by: MORGAN STANLEY SMITH BARNEY HOLDINGS LLC
Serial Number: 75598023
A BETTER WAY TO OWN STOCKS
Financial services, namely, securities investment services
Owned by: MORGAN STANLEY SMITH BARNEY HOLDINGS LLC
Serial Number: 75664276
WOMEN IN TRANSITION
EDUCATIONAL SERVICES, NAMELY, ARRANGING AND CONDUCTING SEMINARS IN THE FIELD OF FINANCIAL SERVICES, NAMELY, OFFERING FINANCIAL…
Owned by: MORGAN STANLEY SMITH BARNEY HOLDINGS LLC
Serial Number: 75696091
EASYINVEST
Financial services, namely, providing pre-determined automatic deposits from checking or savings account into selected investments…
Owned by: MORGAN STANLEY SMITH BARNEY HOLDINGS LLC
Serial Number: 75698631
ICHOICE.
Financial investment services in the field of securities, namely, offering investors financial consulting and analysis and…
Owned by: MORGAN STANLEY SMITH BARNEY HOLDINGS LLC
Serial Number: 75756344
INVESTMENT CONSULTING SERVICES
Financial consulting and analysis, financial portfolio management and stock brokerage services
Owned by: MORGAN STANLEY SMITH BARNEY HOLDINGS LLC
Serial Number: 75777980
IT'S YOUR MONEY, IT'S YOUR CHOICE
Financial services namely, providing stock brokerage services, investment banking services, investment research services…
Owned by: MORGAN STANLEY SMITH BARNEY HOLDINGS LLC
Serial Number: 75872949
PRESET DIVERSIFICATION PROGRAM
FINANCIAL SERVICES, NAMELY, INVESTMENT COUNSELING AND SECURITIES BROKERAGE SERVICES IN CONNECTION WITH EMPLOYEE STOCK OWNERSHIP…
Owned by: MORGAN STANLEY SMITH BARNEY HOLDINGS LLC
Serial Number: 76578732
SMITH BARNEY CORPORATE BENEFIT ACCESS
FINANCIAL SERVICES, NAMELY, PROVIDING FINANCIAL INFORMATION VIA A GLOBAL COMPUTER NETWORK
Owned by: MORGAN STANLEY SMITH BARNEY HOLDINGS LLC
Serial Number: 77059126
PLAYVESTOR PARK
FINANCIAL AND INVESTMENT SERVICES, NAMELY, PROVIDING INFORMATION FOR CHILDREN IN THE FIELDS OF FINANCIAL AND INVESTMENT…
Owned by: MORGAN STANLEY SMITH BARNEY HOLDINGS LLC
Serial Number: 77065514
SMITH BARNEY PROFESSIONAL ALLIANCE PROGRAM
FINANCIAL INVESTMENT IN THE FIELD OF ESTABLISHING STRATEGIC ALLIANCE BETWEEN INVESTMENT FIRMS AND THIRD PARTIES AND INVESTMENT…
Owned by: MORGAN STANLEY SMITH BARNEY HOLDINGS LLC
Serial Number: 77077305
WE HEAR YOU
PERSONNEL RECRUITMENT SERVICES IN THE NATURE OF RECRUITING FINANCIAL ADVISORS
Owned by: MORGAN STANLEY SMITH BARNEY HOLDINGS LLC
Serial Number: 77173337
LIFEMONITOR
FINANCIAL PLANNING SERVICES
Owned by: MORGAN STANLEY SMITH BARNEY HOLDINGS LLC
Serial Number: 77333037
OLD WORLD OF WEALTH. NEW WORLD OF WEALTH.
FINANCIAL AND INVESTMENT SERVICES, NAMELY, INVESTING FUNDS OF OTHERS IN SUCH VEHICLES AS STOCKS, BONDS, FIXED INCOME VEHICLES…
Owned by: MORGAN STANLEY SMITH BARNEY HOLDINGS LLC
Serial Number: 77552756
OLD WORLD OF WEALTH
FINANCIAL AND INVESTMENT SERVICES, NAMELY, INVESTING FUNDS OF OTHERS IN SUCH VEHICLES AS STOCKS, BONDS, FIXED INCOME VEHICLES…
Owned by: MORGAN STANLEY SMITH BARNEY HOLDINGS LLC
Serial Number: 77552760
NEW WORLD OF WEALTH
FINANCIAL AND INVESTMENT SERVICES, NAMELY, INVESTING FUNDS OF OTHERS IN SUCH VEHICLES AS STOCKS, BONDS, FIXED INCOME VEHICLES…
Owned by: MORGAN STANLEY SMITH BARNEY HOLDINGS LLC
Serial Number: 77552776
UNIVERSAL ASSET ALLOCATION
INVESTMENT CONSULTATION, INVESTMENT ADVISORY AND INVESTMENT BROKERAGE SERVICES
Owned by: MORGAN STANLEY SMITH BARNEY HOLDINGS LLC
Serial Number: 77593143
B-CAMP
FINANCIAL SERVICES, NAMELY, BOND INVESTMENT SERVICES
Owned by: MORGAN STANLEY SMITH BARNEY HOLDINGS LLC
Serial Number: 78155939
C-CAMP
FINANCIAL SERVICES, NAMELY, BOND INVESTMENT SERVICES
Owned by: MORGAN STANLEY SMITH BARNEY HOLDINGS LLC
Serial Number: 78155987
SMITH BARNEY ACCESS
FINANCIAL AND INVESTMENT SERVICES, NAMELY PROVIDING INFORMATION BY ELECTRONIC MEANS VIA THE GLOBAL COMPUTER NETWORK IN THE…
Owned by: MORGAN STANLEY SMITH BARNEY HOLDINGS LLC
Serial Number: 78185486
FIXED INCOME HIGH NET WORTH PROGRAM
FINANCIAL AND INVESTMENT SERVICES, NAMELY INVESTING FUNDS OF OTHERS IN SUCH VEHICLES AS STOCKS, BONDS, FIXED INCOME VEHICLES…
Owned by: MORGAN STANLEY SMITH BARNEY HOLDINGS LLC
Serial Number: 78193499
SMITH BARNEY PERSONAL WEALTH AUDIT
FINANCIAL PLANNING SERVICES, NAMELY, CUSTOMIZED ANALYSES OF INVESTORS' OBJECTIVES AND PORTFOLIOS TO ASSESS CURRENT FINANCIAL…
Owned by: MORGAN STANLEY SMITH BARNEY HOLDINGS LLC
Serial Number: 78242681
SBMF SMITH BARNEY MUTUAL FUNDS
FINANCIAL AND INVESTMENT SERVICES, NAMELY, INVESTING IN SECURITIES AND PROVIDING INFORMATION BY ELECTRONIC MEANS VIA COMPUTER…
Owned by: MORGAN STANLEY SMITH BARNEY HOLDINGS LLC
Serial Number: 78257487
SMITH BARNEY ON-SITE
FINANCIAL SERVICES, NAMELY, PROVIDING FINANCIAL PLANNING INFORMATION VIA A GLOBAL COMPUTER INFORMATION NETWORK
Owned by: MORGAN STANLEY SMITH BARNEY HOLDINGS LLC
Serial Number: 78272512
THIS IS WHO WE ARE. THIS IS HOW WE EARN IT.
FINANCIAL AND INVESTMENT SERVICES, NAMELY INVESTING FUNDS OF OTHERS IN SUCH VEHICLES AS STOCKS, BONDS, FIXED INCOME VEHICLES…
Owned by: MORGAN STANLEY SMITH BARNEY HOLDINGS LLC
Serial Number: 78279742
RPSELECT
PROVIDING RECOGNITION AND INCENTIVES, BY THE WAY OF AWARDS TO DEMONSTRATE EXCELLENCE IN THE FIELD OF INVESTMENT BROKERAGE…
Owned by: MORGAN STANLEY SMITH BARNEY HOLDINGS LLC
Serial Number: 78289775
SMITH BARNEY ACCEL PROGRAM
PROVIDING A CUSTOMER INCENTIVE PROGRAM IN THE NATURE OF REWARDS AND BENEFITS FOR CUSTOMERS BASED ON THE AMOUNT OF CUSTOMERS…
Owned by: MORGAN STANLEY SMITH BARNEY HOLDINGS LLC
Serial Number: 78455809
FAMILY CENTRIC CLAT
FINANCIAL AND INVESTMENT SERVICES, NAMELY IN THE NATURE OF AN INVESTMENT TRUST
Owned by: MORGAN STANLEY SMITH BARNEY HOLDINGS LLC
Serial Number: 78525802
SMITH BARNEY REAL RETURN STRATEGY FUND
FINANCIAL AND INVESTMENT SERVICES IN THE NATURE OF MUTUAL FUNDS
Owned by: MORGAN STANLEY SMITH BARNEY HOLDINGS LLC
Serial Number: 78530791
INVEST ON YOUR OWN TERMS. NOT ON YOUR OWN.
FINANCIAL AND INVESTMENT SERVICES, NAMELY INVESTING FUNDS OF OTHERS IN SUCH VEHICLES AS STOCKS, BONDS, FIXED INCOME VEHICLES…
Owned by: MORGAN STANLEY SMITH BARNEY HOLDINGS LLC
Serial Number: 78555186
SMITH BARNEY ADVISOR
FINANCIAL AND INVESTMENT SERVICES, NAMELY, PROVIDING FINANCIAL PLANNING SERVICES
Owned by: MORGAN STANLEY SMITH BARNEY HOLDINGS LLC
Serial Number: 78564971
401(K) BLUEPRINT
FINANCIAL SERVICES, NAMELY, RETIREMENT PLANS
Owned by: MORGAN STANLEY SMITH BARNEY HOLDINGS LLC
Serial Number: 78675317
FITRADELINX
WEB-BASED FINANCIAL SERVICES, NAMELY, TRADING OF FIXED INCOME SECURITIES VIA A GLOBAL COMPUTER NETWORK
Owned by: MORGAN STANLEY SMITH BARNEY HOLDINGS LLC
Serial Number: 78692672
RIVER VIEW INTERNATIONAL
FINANCIAL SERVICES, NAMELY PRECIOUS METAL TRADING SERVICES
Owned by: MORGAN STANLEY SMITH BARNEY HOLDINGS LLC
Serial Number: 78795217
