COMPLIANCEESSENTIALS
Filed: May 13, 2008
Providing financial information, namely, providing a database featuring financial compliance information
Owned by: COMPLY TECHNOLOGIES INC.
Serial Number: 77472714
NRS
Filed: May 27, 2008
Educational services, namely, providing programs related to regulatory compliance in the securities field; professional…
Owned by: COMPLY TECHNOLOGIES INC.
Serial Number: 77483524
RIA IN A BOX
Filed: April 11, 2006
Business consultation services
Owned by: COMPLY TECHNOLOGIES INC.
Serial Number: 78858982
NRS COMPLIANCEESSENTIALS
Filed: June 26, 2006
Providing financial information, namely, providing a database featuring financial compliance information
Owned by: COMPLY TECHNOLOGIES INC.
Serial Number: 78916673
INVESTMENT ADVISER CERTIFIED COMPLIANCE PROFESSIONAL
Filed: August 2, 2006
financial regulatory compliance review
Owned by: COMPLY TECHNOLOGIES INC.
Serial Number: 78943296
IACCP
Filed: August 2, 2006
financial regulatory compliance review
Owned by: COMPLY TECHNOLOGIES INC.
Serial Number: 78943339
ITEGRIA
Filed: February 21, 2014
Consulting and design services in the field of information technology for small to mid-sized financial services businesses…
Owned by: COMPLY TECHNOLOGIES INC.
Serial Number: 86201008
ITEGRIA
Filed: February 21, 2014
Consulting and design services in the field of information technology for small to mid-sized financial services businesses…
Owned by: COMPLY TECHNOLOGIES INC.
Serial Number: 86201010
IT
Filed: March 5, 2014
Consulting and design services in the field of information technology for small to mid-sized financial services businesses…
Owned by: COMPLY TECHNOLOGIES INC.
Serial Number: 86211557
COMPLYSCI
Filed: April 8, 2016
Software as a service (SAAS) services featuring database management software that allows users to meet regulatory compliance…
Owned by: COMPLY TECHNOLOGIES INC.
Serial Number: 86969355
MYRIACOMPLIANCE
Filed: August 11, 2017
Providing online non-downloadable software for use in managing regulatory compliance for registered investment advisors…
Owned by: COMPLY TECHNOLOGIES INC.
Serial Number: 87565582
ILLUMIS
Filed: March 19, 2020
Online media searching and monitoring services using computer software to automatically search and monitor internet websites…
Owned by: COMPLY TECHNOLOGIES INC.
Serial Number: 88840003
ITEGRIA
Filed: November 2, 2020
Infrastructure as a service (IAAS) services, namely, hosting software servers for use by others, and hosting software for…
Owned by: COMPLY TECHNOLOGIES INC.
Serial Number: 90293104
COMPLYSCI
Filed: November 18, 2021
Downloadable white papers in the fields of regulatory compliance in the field of banking, finance, securities, auditing,…
Owned by: COMPLY TECHNOLOGIES INC.
Serial Number: 97131183
