GOVERNMENT/CORPORATE
Filed: July 6, 1998
Providing financial and investment services, namely, providing and updating indexes of securities values
Owned by: BARCLAYS CAPITAL INC.
Serial Number: 75513600
HYTEC
securities investment services
Owned by: BARCLAYS CAPITAL INC.
Serial Number: 75705691
CORPORATE PIES
financial services, namely offering financial products in the nature of stock purchase contracts, stock and securities
Owned by: BARCLAYS CAPITAL INC.
Serial Number: 75792875
ZYPS
Financial investment services in the field of convertible securities
Owned by: BARCLAYS CAPITAL INC.
Serial Number: 75809477
LEHMAN BROTHERS BANK
Banking services
Owned by: BARCLAYS CAPITAL INC.
Serial Number: 75824842
SUNS
Brokerage services in the field of unsecured debt securities and indexed equities
Owned by: BARCLAYS CAPITAL INC.
Serial Number: 75874532
SMARTTICKET
Providing an on-line interactive computer database in the field of derivative trading transactions
Owned by: BARCLAYS CAPITAL INC.
Serial Number: 75913429
TRADEPIPE
Financial and investment services, namely, investment brokerage, commodity investment advice, financial exchange, financial…
Owned by: BARCLAYS CAPITAL INC.
Serial Number: 75917263
TAX BAN
Funds investment and investment advice
Owned by: BARCLAYS CAPITAL INC.
Serial Number: 76008862
LEHMAN PRIMEPLUS
Investment advisory services and consultation in the field of investment strategy
Owned by: BARCLAYS CAPITAL INC.
Serial Number: 76030439
LEHMAN BROTHERS PRIMEPLUS
Investment advisory services and consultation in the field of investment strategy
Owned by: BARCLAYS CAPITAL INC.
Serial Number: 76030440
APPLICOSM
computer services, namely, providing online publications in the nature of financial research reports provided via a global…
Owned by: BARCLAYS CAPITAL INC.
Serial Number: 76061868
LEHMANLIVE
Financial services, namely, providing securities brokerage services; investment consulting and advisory services; investment…
Owned by: BARCLAYS CAPITAL INC.
Serial Number: 76140646
LEHMAN BANK
Banking services and credit card services
Owned by: BARCLAYS CAPITAL INC.
Serial Number: 76159592
WHERE VISION GETS BUILT
economic forecasting and analysis; economic research, namely market research
Owned by: BARCLAYS CAPITAL INC.
Serial Number: 76176161
LEHMAN FUTURES LIVE
On-line brokerage services for trading futures
Owned by: BARCLAYS CAPITAL INC.
Serial Number: 76203573
RANGERS
Investment brokerage services, namely, brokerage of an equity linked note
Owned by: BARCLAYS CAPITAL INC.
Serial Number: 76226454
CODES
financial investment services in the field of convertible securities; namely, Convertible Contingent Debt Securities
Owned by: BARCLAYS CAPITAL INC.
Serial Number: 76228671
ZYP-CODES
financial investment services in the field of convertible securities; namely, Zero Yield Puttable Contingent Debt Securities…
Owned by: BARCLAYS CAPITAL INC.
Serial Number: 76228672
STRAX
Printed publications, namely, periodicals in the fields of finance and economics
Owned by: BARCLAYS CAPITAL INC.
Serial Number: 76246337
STRAX
Financial services, namely, securities brokerage, financial investment, and financial portfolio management services provided…
Owned by: BARCLAYS CAPITAL INC.
Serial Number: 76246338
RANGERS PLUS
Investment brokerage services, namely, brokerage of an equity linked note
Owned by: BARCLAYS CAPITAL INC.
Serial Number: 76258521
DCI
Security services for institutional investors, namely, tax-deductible cumulative Tier I regulatory capital securities for…
Owned by: BARCLAYS CAPITAL INC.
Serial Number: 76288228
LEHMANLIVE
Financial services, namely, providing securities brokerage services; investment consulting and advisory services; investment…
Owned by: BARCLAYS CAPITAL INC.
Serial Number: 76310425
TARGETED RETURN INDEX SECURITIES TRUST
Investment services, namely, an investment trust
Owned by: BARCLAYS CAPITAL INC.
Serial Number: 76369047
TRAINS
INVESTMENT BROKERAGE SERVICES FOR INSTITUTIONAL INVESTORS
Owned by: BARCLAYS CAPITAL INC.
Serial Number: 76369464
MARKET SEEKER
PROVIDING TEMPORARY USE OF ON-LINE NON-DOWNLOADABLE SOFTWARE FOR FIXED INCOME SECURITY ANALYSIS THAT DISPLAYS HISTORICAL…
Owned by: BARCLAYS CAPITAL INC.
Serial Number: 76419589
TOCKET
Computer software that allows users to mimic desktop applications over the Internet using only a web browser
Owned by: BARCLAYS CAPITAL INC.
Serial Number: 76429632
T-FLEX
Financial investment services in the field of preferred securities, namely, underwriting flexible trust preferred securities…
Owned by: BARCLAYS CAPITAL INC.
Serial Number: 76467340
XNOTES
FINANCIAL SERVICES, NAMELY, PROVIDING A PRINCIPAL PROTECTED INVESTMENT SECURITY WHICH ALLOCATES ASSETS BETWEEN ACTIVELY…
Owned by: BARCLAYS CAPITAL INC.
Serial Number: 76524808
COMMISSIONLINK
Investment research services, namely, a program to allow buy-side clients to apply all or a portion of commissions for trades…
Owned by: BARCLAYS CAPITAL INC.
Serial Number: 77008345
LLX
Electronic trading platform for equities
Owned by: BARCLAYS CAPITAL INC.
Serial Number: 77154157
LEHMAN BROTHERS ENCORE
Conducting educational seminars in the fields of topics relevant to assisting women return to the workforce, career networking…
Owned by: BARCLAYS CAPITAL INC.
Serial Number: 77185748
DYNAMIC EXTENSION
Investment services, namely, providing a methodology for investment managers to facilitate the borrowing of money and securities…
Owned by: BARCLAYS CAPITAL INC.
Serial Number: 77192325
SWAPPLUS
Financial trading services rendered to others, namely, online trading services featuring and facilitating equity swaps by…
Owned by: BARCLAYS CAPITAL INC.
Serial Number: 77218173
QSIGHT
Investment research services for institutional investors
Owned by: BARCLAYS CAPITAL INC.
Serial Number: 77230586
RHFI
Financial services, namely, providing an investment security
Owned by: BARCLAYS CAPITAL INC.
Serial Number: 77244273
LEHMAN BROTHERS Q FUND
Hedge fund investment services
Owned by: BARCLAYS CAPITAL INC.
Serial Number: 77245264
ROQS
Investment research services
Owned by: BARCLAYS CAPITAL INC.
Serial Number: 77334480
OPTA
Financial services in the nature of an investment security
Owned by: BARCLAYS CAPITAL INC.
Serial Number: 77340940
