Office administration services, namely, providing of back-office services; provision of services to employed, contracted and/or affiliated investment advisory representatives and registered investment advisor firms, namely, tax planning; support services, namely, providing business optimization support for others via identifying workflow and business process efficiencies, identifying business growth opportunities and identifying business operations and staffing optimization models; business transition support for others via analyzing business data to determine the financial support needed for firms or advisors to transition from one broker dealer or registered investment advisor to another; asset management for others via creating asset allocation models to aid in performance, diversification and risk reduction; business consulting; business development services, namely, strategic partner development, provision of back-office and management services being office administration, provision of compliance tracking and management services for business purposes; business consultation on the planning, organization, and management of industrial, trading, and services companies; business management consulting; proxy services, namely, exercising of voting and ownership rights on behalf of third parties with regard to the management of assets, investments, and interests held in other companies; management of tax files; tax and taxation planning, advice, information and consultancy services; tax reporting services, namely, tax filing and tax consulting; production of tax forms for securities investments; providing reports for pre-trade tax optimization and analysis to help investors and advisors maximize after-tax performance; processing, transfer and clearance services relating to financial securities, foreign currency exchange, shares, stocks and bonds; share dividend calculation and payment services; development of marketing strategies, concepts, and tactics, namely, audience development, brand awareness, customer relations, online community building and digital word of mouth communications, regulatory compliance auditing and reporting; providing tax information return and payee statement reporting services to enable payers in the financial services industry to report payments, proceeds from transactions, and tax withholding to payees and the internal revenue service

Provision of services to employed, contracted and/or affiliated investment advisory representatives and registered investment advisor (ria) firms, namely, financial services, namely, investment advisor services; financial services, namely, wealth management services; financial asset allocation, cash flow management, investment consultation, and investment management services; financial risk management consultation; financial advisory and consultancy services; advice relating to investments and wealth management; support services, namely, financial asset management support for others, financial planning support services; asset management for others via investment portfolio and investment model design and investment portfolio management by trading and rebalancing portfolios, identification of investments and investment opportunities for offering to end clients; trust services, namely, investment and trust company services; mutual fund processing services; cash management services for others; securities deposit services; management of securities portfolios; securities trade execution services; securities exchange price quotations; management of portfolios of transferable securities; tax payment processing, tax payment financial management, and tax payment financial analysis services; tax and taxation planning, advice, information and consultancy services; investment management and investment advisory services; brokerage services; buying and selling and management of securities, securities, mutual fund brokerage and annuities services for others; credit card payment processing services; credit card transaction processing services; middle-office and back-office services for the asset management industry, namely, financial transaction reconciliation in the form of reconciliation of securities and option trades; money exchange services; financing of loans; financial analysis, namely, compiling and analyzing statistics, data and other sources of information for financial purposes; financial guaranty and surety services; insurance and financial information and consultancy services; arranging of loans against securities; foreign exchange transactions; buying and selling of bills of exchange, bonds, and subordinated loans for others; financial nominee services, namely, services of a stock broker; stock broking services; business management consulting concerning corporate governance, proxy solicitation, commercial information agency services, and shareholder meeting and proxy services; individual retirement account processing services; financial exchange of crypto assets; financial services, namely, electronic transfer of crypto assets; corporate actions processing services

Providing temporary use of online non-downloadable hosted software in the field of portfolio management, accounting, reporting, customer relationship management, portfolio monitoring, investor portal and investment performance calculations; software as a service (SaaS) services featuring software in the field of tax reporting and tax declaration procedures for calculating, reviewing and reporting 1099 payments; providing temporary use of online non-downloadable databases for the facilitation for the clearance of security trades; authentication of data in the field of financial transactions; authentication of data in the field of financial services using blockchain technology; providing an on-line non-downloadable software for generating cryptographic keys for receiving and spending crypto assets

Regulatory compliance monitoring services, namely, monitoring compliance with regulatory, tax, contract, charitable and reporting requirements for others