FINRA - Trademark Details
Status: 700 - Registered
Image for trademark with serial number 88613203
Serial Number
88613203
Registration Number
6120509
Word Mark
FINRA
Status
700 - Registered
Status Date
2020-08-04
Filing Date
2019-09-11
Registration Number
6120509
Registration Date
2020-08-04
Mark Drawing
5000 - Illustration: Drawing with word(s)/letter(s)/number(s) in Stylized form Typeset
Published for Opposition Date
2020-01-14
Attorney Name
Brandon P. Leahy
Law Office Assigned Location Code
O30
Employee Name
CHUO, EMILY M
Statements
Indication of Colors claimed
Color is not claimed as a feature of the mark.
Description of Mark
The mark consists of the stylized letters "FINRA".
Goods and Services
Downloadable computer software containing accessible databases and downloadable computer software used to access online databases, both pertaining to licensing, employment and disciplinary information of professionals in the securities and investment advisor industries; downloadable computer programs for training, testing, and certification of professional and employment skills and abilities; downloadable podcasts with information related to securities, equities and financial investments
Goods and Services
Providing services to regulate the securities industry in order to maintain the integrity of the marketplace for the benefit and protection of investors, namely, providing and maintaining a registry of member firms and their employees, investment advisors and individuals and entities within the securities and investment industry; promoting the services of others, namely, advertising and marketing a series of discounted insurance, mail delivery and telecommunications services to members; on-line retail store services featuring booklets and manuals dealing with the securities and investment industry, and featuring clothing, hats, bags, office supplies and accessories, watches, paper goods, umbrellas, and coffee mugs; business services for others, namely, providing an online database featuring employment and disciplinary information regarding professionals in the securities and investment advisor industries; providing for others an on-line computer database with information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees and investment advisors; providing for others information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees in response to telephone and email inquiries; providing for others monitoring and information concerning securities markets around the world to determine compliance with regulations; association services, namely, creating and enforcing rules that govern the conduct of securities investment firms and their employees; regulating the securities and investment industries, namely, enforcement of securities regulations and securities trade rules, investigation to evaluate compliance with securities regulations and securities trade rules, disciplining securities firms and individuals who violate securities rules and laws, and investigation of investor complaints regarding the business conduct of an investment firm or professional; testing and examination to determine professional competency of brokerage firms and their employees
Goods and Services
Financial consulting services for others, namely, providing analysis of securities market regulations, management and operations, providing advice regarding the structure and regulation of securities markets; providing an on-line computer database of information in the field of securities and equities trading, corporate bond transactions, securities regulation, financial investments, namely, securities, securities firms, broker/dealers and investment advisors, grants, investor protection, and rules to govern securities day-trading activities; providing an on-line computer database with information regarding pricing and quotes for bonds, equities and securities, reports on bonds, equities and securities trades, and comparisons of bonds, equities and securities trades
Goods and Services
Educational services, namely, conducting seminars, conferences and workshops in the fields of securities regulation and compliance, investor education, and providing continuing education programs for securities industry professionals
Goods and Services
Providing online non-downloadable software, namely, an online database pertaining to securities transactions, securities customer and account; providing online non-downloadable software, namely, an online repository for tracking, maintaining, processing and storing data; electronic data storage; providing online non-downloadable software, namely, providing software for monitoring, tracking, logging, analyzing, auditing and reporting in the fields of regulatory compliance and financial securities; Providing online non-downloadable software for archiving and retrieving data
Goods and Services
Arbitration, mediation and dispute resolution services
Classification Information
International Class
009 - Scientific, nautical, surveying, electric, photographic, cinematographic, optical, weighing, measuring, signalling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin-operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire-extinguishing apparatus. - Scientific, nautical, surveying, electric, photographic, cinematographic, optical, weighing, measuring, signalling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin-operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire-extinguishing apparatus.
US Class Codes
021, 023, 026, 036, 038
Class Status Code
6 - Active
Class Status Date
2019-09-20
Primary Code
009
First Use Anywhere Date
2007-07-30
First Use In Commerce Date
2007-07-30
International Class
035 - Advertising; business management; business administration; office functions. - Advertising; business management; business administration; office functions.
US Class Codes
100, 101, 102
Class Status Code
6 - Active
Class Status Date
2019-09-20
Primary Code
035
First Use Anywhere Date
2007-07-30
First Use In Commerce Date
2007-07-30
International Class
036 - Insurance; financial affairs; monetary affairs; real estate affairs. - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes
100, 101, 102
Class Status Code
6 - Active
Class Status Date
2019-09-20
Primary Code
036
First Use Anywhere Date
2007-07-30
First Use In Commerce Date
2007-07-30
International Class
041 - Education; providing of training; entertainment; sporting and cultural activities. - Education; providing of training; entertainment; sporting and cultural activities.
US Class Codes
100, 101, 107
Class Status Code
6 - Active
Class Status Date
2019-09-20
Primary Code
041
First Use Anywhere Date
2007-07-30
First Use In Commerce Date
2007-07-30
International Class
042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software; legal services. - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software; legal services.
US Class Codes
100, 101
Class Status Code
6 - Active
Class Status Date
2019-09-20
Primary Code
042
First Use Anywhere Date
2007-07-30
First Use In Commerce Date
2007-07-30
International Class
045 - Personal and social services rendered by others to meet the needs of individuals; security services for the protection of property and individuals. - Personal and social services rendered by others to meet the needs of individuals; security services for the protection of property and individuals.
US Class Codes
100, 101
Class Status Code
6 - Active
Class Status Date
2019-09-20
Primary Code
045
First Use Anywhere Date
2007-07-30
First Use In Commerce Date
2007-07-30
Current Trademark Owners
Party Name
Financial Industry Regulatory Authority, Inc.
Party Type
30 - Original Registrant
Legal Entity Type
99 - Other (non-profit corporation).
Address
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Trademark Owner History
Party Name
Financial Industry Regulatory Authority, Inc.
Party Type
30 - Original Registrant
Legal Entity Type
99 - Other (non-profit corporation).
Address
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Party Name
Financial Industry Regulatory Authority, Inc.
Party Type
20 - Owner at Publication
Legal Entity Type
99 - Other (non-profit corporation).
Address
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Party Name
Financial Industry Regulatory Authority, Inc.
Party Type
10 - Original Applicant
Legal Entity Type
99 - Other (non-profit corporation).
Address
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Correspondences
Name
Brandon P. Leahy
Address
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Prior Registrations
Relationship TypeReel Number
Prior Registration3521850
Prior Registration3604224
Prior Registration4284918
Trademark Events
Event DateEvent Description
2019-09-14NEW APPLICATION ENTERED IN TRAM
2019-09-20NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM
2019-12-02ASSIGNED TO EXAMINER
2019-12-03EXAMINERS AMENDMENT -WRITTEN
2019-12-03EXAMINERS AMENDMENT E-MAILED
2019-12-03NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED
2019-12-03EXAMINER'S AMENDMENT ENTERED
2019-12-03APPROVED FOR PUB - PRINCIPAL REGISTER
2019-12-09ASSIGNED TO LIE
2019-12-25NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
2020-01-14PUBLISHED FOR OPPOSITION
2020-01-14OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
2020-03-10NOA E-MAILED - SOU REQUIRED FROM APPLICANT
2020-05-27TEAS STATEMENT OF USE RECEIVED
2020-06-17CASE ASSIGNED TO INTENT TO USE PARALEGAL
2020-05-27USE AMENDMENT FILED
2020-06-17STATEMENT OF USE PROCESSING COMPLETE
2020-06-29ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
2020-06-30NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED
2020-08-04REGISTERED-PRINCIPAL REGISTER