AIX ALTERNATIVE INVESTMENT EXCHANGE - Trademark Details
Status: 700 - Registered
Image for trademark with serial number 88335979
Serial Number
88335979
Registration Number
5889373
Word Mark
AIX ALTERNATIVE INVESTMENT EXCHANGE
Status
700 - Registered
Status Date
2019-10-22
Filing Date
2019-03-12
Registration Number
5889373
Registration Date
2019-10-22
Mark Drawing
3000 - Illustration: Drawing or design which also includes word(s)/ letter(s)/number(s) Typeset
Design Searches
260113, 260121, 260903, 260905, 260909, 260921, 260928, 261313, 261321, 261701, 261704, 261705 - Two circles. Circles that are totally or partially shaded. Incomplete squares. Squares made of broken or dotted lines. Squares made of geometric figures, objects, humans, plants or animals. Squares that are completely or partially shaded. Miscellaneous designs with overall square shape. Two quadrilaterals. Quadrilaterals that are completely or partially shaded. Straight line(s), band(s) or bar(s). Vertical line(s), band(s) or bar(s). Horizontal line(s), band(s) or bar(s).
Published for Opposition Date
2019-08-06
Attorney Name
Camille M. Miller
Law Office Assigned Location Code
N10
Employee Name
BULLOFF, TOBY ELLEN
Statements
Indication of Colors claimed
Color is not claimed as a feature of the mark.
Disclaimer with Predetermined Text
"ALTERNATIVE INVESTMENT EXCHANGE"
Description of Mark
The mark consists of a shaded square shape comprised of a square and two other polygons with transparent lines dividing the square. There are two lines creating corners with a shaded circle on one end on opposite corners of the square. The wording "AIX ALTERNATIVE INVESTMENT EXCHANGE" is to the right of the design.
Goods and Services
Investment of funds for others; management of investment of funds for others; investment management services; business development company funding services to small and mid-sized businesses in the nature of Venture capital financing; business development company services, namely, providing financing to small and mid-sized businesses in the nature of Venture capital financing; business development company funding services to small and mid-sized businesses in the nature of Venture capital financing; business development company fund management in the nature of Venture capital fund management; mutual fund brokerage, distribution in the nature of Mutual fund distribution, investment in the nature of Mutual fund investment; investment administration in the nature of Annuity services, namely, account and investment administration, and management of mutual funds; financial portfolio and investment management; investment advisory services; investment consultation; financial asset management; fund investment consultation; funds investment; asset allocation services in the nature of Investment consultation; financial services, namely, broker/dealer services on securities exchanges and over-the-counter markets; trading of stocks, mutual funds, bonds, annuities and securities of others via the internet, namely, investment of funds for others and management of investment of funds for others
Goods and Services
Computer services, namely, creating an on-line virtual environment for trading of stocks, mutual funds, bonds, annuities and securities
Classification Information
International Class
036 - Insurance; financial affairs; monetary affairs; real estate affairs. - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes
100, 101, 102
Class Status Code
6 - Active
Class Status Date
2019-04-02
Primary Code
036
First Use Anywhere Date
2019-03-11
First Use In Commerce Date
2019-03-11
International Class
042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software; legal services. - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software; legal services.
US Class Codes
100, 101
Class Status Code
6 - Active
Class Status Date
2019-04-02
Primary Code
042
First Use Anywhere Date
2019-03-11
First Use In Commerce Date
2019-03-11
Current Trademark Owners
Party Name
Franklin Square Holdings, L.P.
Party Type
30 - Original Registrant
Legal Entity Type
13 - Limited Partnership
Address
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Trademark Owner History
Party Name
Franklin Square Holdings, L.P.
Party Type
30 - Original Registrant
Legal Entity Type
13 - Limited Partnership
Address
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Party Name
Franklin Square Holdings, L.P.
Party Type
20 - Owner at Publication
Legal Entity Type
13 - Limited Partnership
Address
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Party Name
Franklin Square Holdings, L.P.
Party Type
10 - Original Applicant
Legal Entity Type
13 - Limited Partnership
Address
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Correspondences
Name
CAMILLE M. MILLER
Address
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Trademark Events
Event DateEvent Description
2019-03-15NEW APPLICATION ENTERED IN TRAM
2019-04-02NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM
2019-04-03NOTICE OF DESIGN SEARCH CODE E-MAILED
2019-05-21ASSIGNED TO EXAMINER
2019-05-24NON-FINAL ACTION WRITTEN
2019-05-24NON-FINAL ACTION E-MAILED
2019-05-24NOTIFICATION OF NON-FINAL ACTION E-MAILED
2019-05-28TEAS CHANGE OF OWNER ADDRESS RECEIVED
2019-05-28APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
2019-05-29TEAS RESPONSE TO OFFICE ACTION RECEIVED
2019-06-03ASSIGNED TO LIE
2019-06-04CORRESPONDENCE RECEIVED IN LAW OFFICE
2019-06-04TEAS/EMAIL CORRESPONDENCE ENTERED
2019-06-25PRIORITY ACTION WRITTEN
2019-06-25PRIORITY ACTION E-MAILED
2019-06-25NOTIFICATION OF PRIORITY ACTION E-MAILED
2019-06-28TEAS RESPONSE TO OFFICE ACTION RECEIVED
2019-06-28CORRESPONDENCE RECEIVED IN LAW OFFICE
2019-06-29TEAS/EMAIL CORRESPONDENCE ENTERED
2019-07-02APPROVED FOR PUB - PRINCIPAL REGISTER
2019-07-17NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
2019-08-06PUBLISHED FOR OPPOSITION
2019-08-06OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
2019-10-22REGISTERED-PRINCIPAL REGISTER