GUGGENHEIM SMALL-CAP XDEX - Trademark Details
Status: 700 - Registered
Image for trademark with serial number 87761948
Serial Number
87761948
Registration Number
5554387
Word Mark
GUGGENHEIM SMALL-CAP XDEX
Status
700 - Registered
Status Date
2018-09-04
Filing Date
2018-01-19
Registration Number
5554387
Registration Date
2018-09-04
Mark Drawing
4000 - Standard character mark Typeset
Published for Opposition Date
2018-06-19
Attorney Name
Richard Y. Kim
Law Office Assigned Location Code
M20
Employee Name
MULLEN, MARK TIMOTHY
Statements
Disclaimer with Predetermined Text
"SMALL-CAP"
Goods and Services
Financial and investment services, namely, issuance of pooled investment funds related to such indices; providing information, advice and consulting in the fields of finance, insurance, banking, asset management and investment; financial investment in the fields of securities, funds, real estate, and venture capital businesses; investment management and financial asset management services; investment of funds for others; securitization, structuring and administration of investment assets; providing and updating a financial index of securities values and classification, analysis, and reporting thereof; providing a financial index in the nature of quantitative measurements for analyzing investor attitudes; and providing online electronic databases in the fields of finance, banking, asset management and investment
Classification Information
International Class
036 - Insurance; financial affairs; monetary affairs; real estate affairs. - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes
100, 101, 102
Class Status Code
6 - Active
Class Status Date
2018-01-31
Primary Code
036
First Use Anywhere Date
2016-11-00
First Use In Commerce Date
2016-11-00
Current Trademark Owners
Party Name
GUGGENHEIM CAPITAL, LLC
Party Type
30 - Original Registrant
Legal Entity Type
16 - Limited Liability Company
Address
Please log in with your Justia account to see this address.
Trademark Owner History
Party Name
GUGGENHEIM CAPITAL, LLC
Party Type
30 - Original Registrant
Legal Entity Type
16 - Limited Liability Company
Address
Please log in with your Justia account to see this address.
Party Name
GUGGENHEIM CAPITAL, LLC
Party Type
20 - Owner at Publication
Legal Entity Type
16 - Limited Liability Company
Address
Please log in with your Justia account to see this address.
Party Name
GUGGENHEIM CAPITAL, LLC
Party Type
10 - Original Applicant
Legal Entity Type
16 - Limited Liability Company
Address
Please log in with your Justia account to see this address.
Correspondences
Name
Richard Y. Kim
Address
Please log in with your Justia account to see this address.
Prior Registrations
Relationship TypeReel Number
Prior Registration3110878
Prior Registration3121127
Prior Registration4386598
Trademark Events
Event DateEvent Description
2018-01-23NEW APPLICATION ENTERED IN TRAM
2018-01-31NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM
2018-05-01ASSIGNED TO EXAMINER
2018-05-08NON-FINAL ACTION WRITTEN
2018-05-08NON-FINAL ACTION E-MAILED
2018-05-08NOTIFICATION OF NON-FINAL ACTION E-MAILED
2018-05-08TEAS RESPONSE TO OFFICE ACTION RECEIVED
2018-05-16ASSIGNED TO LIE
2018-05-17CORRESPONDENCE RECEIVED IN LAW OFFICE
2018-05-17TEAS/EMAIL CORRESPONDENCE ENTERED
2018-05-17APPROVED FOR PUB - PRINCIPAL REGISTER
2018-05-30NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
2018-06-19PUBLISHED FOR OPPOSITION
2018-06-19OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
2018-09-04REGISTERED-PRINCIPAL REGISTER
2020-04-24TEAS CHANGE OF OWNER ADDRESS RECEIVED
2020-04-24TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
2020-04-24ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
2020-04-24TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS
2020-04-24TEAS CHANGE OF CORRESPONDENCE RECEIVED
2020-04-24APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
2020-06-11REVIEW OF CORRESPONDENCE COMPLETE - ADDRESS UPDATED