COMPLIANCE INFORMER - Trademark Details
Status: 700 - Registered
Image for trademark with serial number 87494976
Serial Number
87494976
Registration Number
5385095
Word Mark
COMPLIANCE INFORMER
Status
700 - Registered
Status Date
2018-01-23
Filing Date
2017-06-19
Registration Number
5385095
Registration Date
2018-01-23
Mark Drawing
3000 - Illustration: Drawing or design which also includes word(s)/ letter(s)/number(s) Typeset
Design Searches
010105, 170705, 260102 - Stars with seven or more points. Directional compasses, including mariner's compasses and compass points. Plain single line circles.
Published for Opposition Date
2017-11-07
Attorney Name
Law Office Assigned Location Code
M90
Employee Name
BIBBINS, ODESSA B
Statements
Indication of Colors claimed
The color(s) white, blue and yellow is/are claimed as a feature of the mark.
Disclaimer with Predetermined Text
"COMPLIANCE"
Description of Mark
The mark consists of the blue wording "COMPLIANCE INFORMER" in all caps, with the letter, "C" in "COMPLIANCE" and the letter "I" in "INFORMER" larger than the other letters, printed to the left of a stylized compass consisting of a yellow outer circle, with a white inner circle, and a blue innermost circle, with a blue 8-point star in the center, with the north, south, east, and west points of the star intersecting the blue, white and yellow circles.
Goods and Services
Regulatory compliance consulting in the field of registered investment advisers, private funds and broker/dealers
Classification Information
International Class
045 - Personal and social services rendered by others to meet the needs of individuals; security services for the protection of property and individuals. - Personal and social services rendered by others to meet the needs of individuals; security services for the protection of property and individuals.
US Class Codes
100, 101
Class Status Code
6 - Active
Class Status Date
2017-06-23
Primary Code
045
First Use Anywhere Date
2016-11-03
First Use In Commerce Date
2016-11-04
Current Trademark Owners
Party Type
30 - Original Registrant
Address
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Trademark Owner History
Party Type
30 - Original Registrant
Address
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Party Type
20 - Owner at Publication
Address
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Party Type
10 - Original Applicant
Address
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Correspondences
Name
Charles P. Bacall
Address
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Prior Registrations
Relationship TypeReel Number
Prior Registration8568760
Prior Registration4348115
Trademark Events
Event DateEvent Description
2017-06-22NEW APPLICATION ENTERED IN TRAM
2017-06-23NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM
2017-06-24NOTICE OF DESIGN SEARCH CODE E-MAILED
2017-09-18ASSIGNED TO EXAMINER
2017-09-19EXAMINERS AMENDMENT -WRITTEN
2017-09-19EXAMINERS AMENDMENT E-MAILED
2017-09-19NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED
2017-09-19EXAMINER'S AMENDMENT ENTERED
2017-09-19APPROVED FOR PUB - PRINCIPAL REGISTER
2017-10-02ASSIGNED TO LIE
2017-10-03LAW OFFICE PUBLICATION REVIEW COMPLETED
2017-10-18NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
2017-11-07PUBLISHED FOR OPPOSITION
2017-11-07OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
2018-01-23REGISTERED-PRINCIPAL REGISTER
2021-09-30TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
2021-09-30ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
2021-09-30TEAS CHANGE OF CORRESPONDENCE RECEIVED
2021-10-13ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY