COMPLIANCE INFORMER - Trademark Details
Status: 700 - Registered
Serial Number
87494976
Registration Number
5385095
Word Mark
COMPLIANCE INFORMER
Status
700 - Registered
Status Date
2018-01-23
Filing Date
2017-06-19
Registration Number
5385095
Registration Date
2018-01-23
Mark Drawing
3000 - Illustration: Drawing or design which also includes word(s)/ letter(s)/number(s)
Typeset
Design Searches
010105, 170705, 260102 - Stars with seven or more points. Directional compasses, including mariner's compasses and compass points. Plain single line circles.
Published for Opposition Date
2017-11-07
Attorney Name
Law Office Assigned Location Code
M90
Employee Name
BIBBINS, ODESSA B
Statements
Indication of Colors claimed
The color(s) white, blue and yellow is/are claimed as a feature of the mark.
Disclaimer with Predetermined Text
"COMPLIANCE"
Description of Mark
The mark consists of the blue wording "COMPLIANCE INFORMER" in all caps, with the letter, "C" in "COMPLIANCE" and the letter "I" in "INFORMER" larger than the other letters, printed to the left of a stylized compass consisting of a yellow outer circle, with a white inner circle, and a blue innermost circle, with a blue 8-point star in the center, with the north, south, east, and west points of the star intersecting the blue, white and yellow circles.
Goods and Services
Regulatory compliance consulting in the field of registered investment advisers, private funds and broker/dealers
Classification Information
International Class
045 - Personal and social services rendered by others to meet the needs of individuals; security services for the protection of property and individuals. - Personal and social services rendered by others to meet the needs of individuals; security services for the protection of property and individuals.
US Class Codes
100, 101
Class Status Code
6 - Active
Class Status Date
2017-06-23
Primary Code
045
First Use Anywhere Date
2016-11-03
First Use In Commerce Date
2016-11-04
Current Trademark Owners
Party Name
Party Type
30 - Original Registrant
Legal Entity Type
16 - Limited Liability Company
Address
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Trademark Owner History
Party Name
Party Type
30 - Original Registrant
Legal Entity Type
16 - Limited Liability Company
Address
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Party Name
Party Type
20 - Owner at Publication
Legal Entity Type
16 - Limited Liability Company
Address
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Party Name
Party Type
10 - Original Applicant
Legal Entity Type
16 - Limited Liability Company
Address
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Correspondences
Name
Charles P. Bacall
Address
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Prior Registrations
Relationship Type | Reel Number |
Prior Registration | 8568760 |
Prior Registration | 4348115 |
Trademark Events
Event Date | Event Description |
2017-06-22 | NEW APPLICATION ENTERED IN TRAM |
2017-06-23 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |
2017-06-24 | NOTICE OF DESIGN SEARCH CODE E-MAILED |
2017-09-18 | ASSIGNED TO EXAMINER |
2017-09-19 | EXAMINERS AMENDMENT -WRITTEN |
2017-09-19 | EXAMINERS AMENDMENT E-MAILED |
2017-09-19 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
2017-09-19 | EXAMINER'S AMENDMENT ENTERED |
2017-09-19 | APPROVED FOR PUB - PRINCIPAL REGISTER |
2017-10-02 | ASSIGNED TO LIE |
2017-10-03 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
2017-10-18 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
2017-11-07 | PUBLISHED FOR OPPOSITION |
2017-11-07 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
2018-01-23 | REGISTERED-PRINCIPAL REGISTER |
2021-09-30 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
2021-09-30 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
2021-09-30 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
2021-10-13 | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY |