REGULATORY COMPLIANCE - Trademark Details
Status: 701 - Section 8-Accepted
Image for trademark with serial number 85548026
Serial Number
85548026
Registration Number
4377304
Word Mark
REGULATORY COMPLIANCE
Status
701 - Section 8-Accepted
Status Date
2018-08-18
Filing Date
2012-02-21
Registration Number
4377304
Registration Date
2013-07-30
Mark Drawing
3000 - Illustration: Drawing or design which also includes word(s)/ letter(s)/number(s) Typeset
Design Searches
260712, 260713, 260902, 261706 - Diamonds with bars, bands and lines. Two diamonds. Plain single line squares. Diagonal line(s), band(s) or bar(s).
Published for Opposition Date
2013-01-01
Attorney Name
Paul C. Remus
Law Office Assigned Location Code
M40
Employee Name
BUTTON, JENNIFER JO
Statements
Indication of Colors claimed
Color is not claimed as a feature of the mark.
Disclaimer with Predetermined Text
"REGULATORY COMPLIANCE"
Description of Mark
The mark consists of the wording "REGULATORY COMPLIANCE" and a diamond design to the left of the wording.
Goods and Services
preparation and filing of compliance reports in the nature of financial reports
Goods and Services
preparation and filing of compliance reports in the nature of financial reports
Goods and Services
regulatory compliance consulting in the fields of broker-dealer, investment advisor, hedge fund, private equity fund and venture capital fund compliance in accordance with Securities and Exchange Commission rules and regulations
Classification Information
International Class
035 - Advertising; business management; business administration; office functions. - Advertising; business management; business administration; office functions.
US Class Codes
100, 101, 102
Class Status Code
6 - Active
Class Status Date
2012-02-28
Primary Code
035
First Use Anywhere Date
2006-07-01
First Use In Commerce Date
2006-07-01
International Class
045 - Personal and social services rendered by others to meet the needs of individuals; security services for the protection of property and individuals. - Personal and social services rendered by others to meet the needs of individuals; security services for the protection of property and individuals.
US Class Codes
100, 101
Class Status Code
6 - Active
Class Status Date
2012-10-26
Primary Code
045
First Use Anywhere Date
2006-07-01
First Use In Commerce Date
2006-07-01
Current Trademark Owners
Party Name
Regulatory Compliance LLC
Party Type
30 - Original Registrant
Legal Entity Type
16 - Limited Liability Company
Address
Please log in with your Justia account to see this address.
Trademark Owner History
Party Name
Regulatory Compliance LLC
Party Type
30 - Original Registrant
Legal Entity Type
16 - Limited Liability Company
Address
Please log in with your Justia account to see this address.
Party Name
Regulatory Compliance LLC
Party Type
20 - Owner at Publication
Legal Entity Type
16 - Limited Liability Company
Address
Please log in with your Justia account to see this address.
Party Name
Regulatory Compliance LLC
Party Type
10 - Original Applicant
Legal Entity Type
16 - Limited Liability Company
Address
Please log in with your Justia account to see this address.
Correspondences
Name
Regulatory Compliance LLC
Address
Please log in with your Justia account to see this address.
Trademark Events
Event DateEvent Description
2012-02-24NEW APPLICATION ENTERED IN TRAM
2012-02-28NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM
2012-02-29NOTICE OF DESIGN SEARCH CODE MAILED
2012-06-01ASSIGNED TO EXAMINER
2012-06-04NON-FINAL ACTION WRITTEN
2012-06-05NON-FINAL ACTION MAILED
2012-10-26TEAS RESPONSE TO OFFICE ACTION RECEIVED
2012-10-26CORRESPONDENCE RECEIVED IN LAW OFFICE
2012-10-26TEAS/EMAIL CORRESPONDENCE ENTERED
2012-10-30EXAMINERS AMENDMENT -WRITTEN
2012-10-30EXAMINER'S AMENDMENT ENTERED
2012-10-30APPROVED FOR PUB - PRINCIPAL REGISTER
2012-10-31EXAMINERS AMENDMENT MAILED
2012-11-14ASSIGNED TO LIE
2012-11-15LAW OFFICE PUBLICATION REVIEW COMPLETED
2012-11-25WITHDRAWN FROM PUB - OG REVIEW QUERY
2012-11-28PREVIOUS ALLOWANCE COUNT WITHDRAWN
2012-11-28EXAMINERS AMENDMENT -WRITTEN
2012-11-28EXAMINER'S AMENDMENT ENTERED
2012-11-28APPROVED FOR PUB - PRINCIPAL REGISTER
2012-11-28EXAMINERS AMENDMENT MAILED
2012-11-29LAW OFFICE PUBLICATION REVIEW COMPLETED
2012-12-12NOTICE OF PUBLICATION
2013-01-01PUBLISHED FOR OPPOSITION
2013-02-26NOA MAILED - SOU REQUIRED FROM APPLICANT
2013-05-06ASSIGNED TO EXAMINER
2013-05-23TEAS STATEMENT OF USE RECEIVED
2013-06-20CASE ASSIGNED TO INTENT TO USE PARALEGAL
2013-05-23USE AMENDMENT FILED
2013-06-26STATEMENT OF USE PROCESSING COMPLETE
2013-06-26ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
2013-06-27LAW OFFICE REGISTRATION REVIEW COMPLETED
2013-06-28NOTICE OF ACCEPTANCE OF STATEMENT OF USE MAILED
2013-07-30REGISTERED-PRINCIPAL REGISTER
2018-08-13TEAS CHANGE OF CORRESPONDENCE RECEIVED
2018-08-13TEAS SECTION 8 RECEIVED
2018-08-18CASE ASSIGNED TO POST REGISTRATION PARALEGAL
2018-08-18REGISTERED - SEC. 8 (6-YR) ACCEPTED
2018-08-18NOTICE OF ACCEPTANCE OF SEC. 8 - E-MAILED
2019-01-23ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
2021-10-13ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY