FIELDPOINT PRIVATE SECURITIES - Trademark Details
Status: 702 - Section 8 & 15-Accepted And Acknowledged
Serial Number
85253438
Registration Number
4485509
Word Mark
FIELDPOINT PRIVATE SECURITIES
Status
702 - Section 8 & 15-Accepted And Acknowledged
Status Date
2020-08-27
Filing Date
2011-02-28
Registration Number
4485509
Registration Date
2014-02-18
Mark Drawing
4000 - Standard character mark
Typeset
Published for Opposition Date
2013-03-19
Attorney Name
Law Office Assigned Location Code
L90
Employee Name
ANKRAH, NAAKWAMA S
Statements
Disclaimer with Predetermined Text
"PRIVATE SECURITIES"
Goods and Services
Customer service management for others
Goods and Services
Financial services, namely, investment brokerage accounts, new brokerage account opening, asset transfer, due diligence, portfolio file management, and commission payments; Financial services, namely, the managing of, investing in and executing of financial transactions related to purchasing and selling equities, fixed income products, mutual funds, insurance, annuities, unit investment trusts, hedge funds, private equities, and limited partnerships; Financial services, namely, providing financial advice to clients in purchasing and selling equities, fixed income products, mutual funds, insurance, annuities, unit investment trusts, hedge funds, fund of funds, private equities, fund of fund, and limited partnerships; Financial consulting; Providing financial advice; Providing on-line financial calculators in the nature of electronic processing of commission payment; Financial services, namely, investment portfolio maintenance, trading, and rebalancing; Maintenance of client records, namely, financial records management; Financial trade processing services, namely, trade comparison, confirmation, clearance and settlement
Goods and Services
Regulatory compliance consulting in the field of finance; Fiduciary compliance consulting, namely, consulting in the field of federal securities regulations governing investment advisory activities
Pseudo Mark
FIELD POINT PRIVATE SECURITIES
Classification Information
International Class
036 - Insurance; financial affairs; monetary affairs; real estate affairs. - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes
100, 101, 102
Class Status Code
6 - Active
Class Status Date
2011-03-04
Primary Code
036
First Use Anywhere Date
2012-01-06
First Use In Commerce Date
2012-01-06
Current Trademark Owners
Party Name
Party Type
30 - Original Registrant
Legal Entity Type
99 - Other (chartered bank).
Address
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Trademark Owner History
Party Name
Party Type
30 - Original Registrant
Legal Entity Type
99 - Other (chartered bank).
Address
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Party Name
Party Type
20 - Owner at Publication
Legal Entity Type
99 - Other (chartered bank).
Address
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Party Name
Party Type
10 - Original Applicant
Legal Entity Type
99 - Other (chartered bank).
Address
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Correspondences
Name
David Chen
Address
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Prior Registrations
| Relationship Type | Reel Number |
| Prior Registration | 3493702 |
| Prior Registration | 3913343 |
Trademark Events
| Event Date | Event Description |
| 2011-03-03 | NEW APPLICATION ENTERED IN TRAM |
| 2011-03-04 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |
| 2011-03-05 | NOTICE OF PSEUDO MARK MAILED |
| 2011-05-31 | ASSIGNED TO EXAMINER |
| 2011-06-02 | NON-FINAL ACTION WRITTEN |
| 2011-06-02 | NON-FINAL ACTION MAILED |
| 2011-12-02 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| 2011-12-02 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| 2011-12-02 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| 2011-12-27 | NON-FINAL ACTION WRITTEN |
| 2011-12-27 | NON-FINAL ACTION MAILED |
| 2012-02-09 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| 2012-06-19 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| 2012-06-19 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| 2012-06-20 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| 2012-07-18 | NON-FINAL ACTION WRITTEN |
| 2012-07-18 | NON-FINAL ACTION MAILED |
| 2013-01-04 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| 2013-01-04 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| 2013-01-04 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| 2013-01-25 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| 2013-02-06 | ASSIGNED TO LIE |
| 2013-02-08 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| 2013-02-27 | NOTICE OF PUBLICATION |
| 2013-03-19 | PUBLISHED FOR OPPOSITION |
| 2013-05-14 | NOA MAILED - SOU REQUIRED FROM APPLICANT |
| 2013-11-13 | TEAS STATEMENT OF USE RECEIVED |
| 2013-12-09 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| 2013-11-13 | USE AMENDMENT FILED |
| 2014-01-12 | STATEMENT OF USE PROCESSING COMPLETE |
| 2014-01-15 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| 2014-01-16 | LAW OFFICE REGISTRATION REVIEW COMPLETED |
| 2014-01-17 | NOTICE OF ACCEPTANCE OF STATEMENT OF USE MAILED |
| 2014-02-18 | REGISTERED-PRINCIPAL REGISTER |
| 2020-06-09 | TEAS SECTION 8 & 15 RECEIVED |
| 2020-08-27 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| 2020-08-27 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| 2020-08-27 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
