EXCEPTION - Trademark Details
Status: 706 - A Section 71 declaration has been accepted
Serial Number
79119249
Registration Number
4412696
Word Mark
EXCEPTION
Status
706 - A Section 71 declaration has been accepted
Status Date
2019-11-04
Filing Date
2012-08-07
Registration Number
4412696
Registration Date
2013-10-08
Mark Drawing
4000 - Standard character mark
Typeset
Published for Opposition Date
2013-07-23
Attorney Name
Law Office Assigned Location Code
M60
Employee Name
MCMORROW, JANICE LEE
Statements
Indication of Colors claimed
Color is not claimed as a feature of the mark.
Goods and Services
Financial services, namely, investment of funds for others and financial placement of private equity funds for others; administration of financial affairs, namely, administration of pension funds for high net individuals and financial planning for retirement; financial services, namely, investment of funds and financial placement of private equity funds, financial advisory services, fund management services and investment services for families and private clients, namely, venture capital services, private equity services, hedge fund investment services, (( mutual fund investment services and pension fund investment services; )) fund investment and management services, namely, venture capital services, private equity services, hedge fund investment services, mutual fund investment services and pension fund investment services; investment portfolio management services; monitoring services relating to investments and funds for investment purposes; international fund management services, namely, venture capital services, private equity services, hedge fund investment services, mutual fund investment services and pension fund investment services; financial planning and estate planning services; financial advisory, consultation in the field of investment portfolio planning, market information, management, investment, intermediary, namely, facilitating the channeling of investment funds for others, and investigation, namely, financial research, services; fund management and investment services, namely, venture capital services, private equity services, hedge fund investment services, mutual fund investment services and pension fund investment services; administration, brokerage, advisory and management services relating to funds, namely, investment, mutual, capital, venture capital, corporate and pension funds; administration of fund investment, namely, venture capital services, private equity services, hedge fund investment services, [ mutual fund investment services and pension fund investment services; ] benevolent fund services, namely, investment of funds for the benevolent; investment arranging, namely, facilitating hedge fund investment services for others, custody, namely, maintaining possession of financial assets for others for financial management purposes, and administration services, namely, administration of investment funds for others; provision of information, advisory and consultancy services in relation to funds, investments, finance and the aforementioned services
Classification Information
International Class
036 - Insurance; financial affairs; monetary affairs; real estate affairs. - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes
100, 101, 102
Class Status Code
6 - Active
Class Status Date
2012-11-01
Primary Code
036
Current Trademark Owners
Party Name
Party Type
30 - Original Registrant
Legal Entity Type
99 - Other (LLP).
Address
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Trademark Owner History
Party Name
Party Type
30 - Original Registrant
Legal Entity Type
99 - Other (LLP).
Address
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Party Name
Party Type
20 - Owner at Publication
Legal Entity Type
99 - Other (LLP).
Address
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Party Name
Party Type
10 - Original Applicant
Legal Entity Type
99 - Other (LLP).
Address
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Correspondences
Name
Brian R. McGinley
Address
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International Registrations
International Registration Number
1132607
International Registration Date
2012-08-07
International Publication Date
2012-11-01
International Renewal Date
2022-08-07
Auto Protection Date
2014-04-25
International Status
001 - Request for extension of protection established
International Status Date
2012-10-27
Priority Claimed In
True
Priority Claimed Date
2012-02-07
First Refusal In
True
Trademark Events
Event Date | Event Description |
2012-10-27 | SN ASSIGNED FOR SECT 66A APPL FROM IB |
2012-11-01 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |
2012-11-06 | APPLICATION FILING RECEIPT MAILED |
2012-12-05 | ASSIGNED TO EXAMINER |
2012-12-11 | NON-FINAL ACTION WRITTEN |
2012-12-12 | NON-FINAL ACTION (IB REFUSAL) PREPARED FOR REVIEW |
2012-12-13 | NON-FINAL ACTION (IB REFUSAL) WITHDRAWN FOR REVIEW |
2012-12-17 | NON-FINAL ACTION WRITTEN |
2012-12-18 | NON-FINAL ACTION (IB REFUSAL) PREPARED FOR REVIEW |
2012-12-18 | REFUSAL PROCESSED BY MPU |
2012-12-18 | NON-FINAL ACTION MAILED - REFUSAL SENT TO IB |
2013-01-08 | REFUSAL PROCESSED BY IB |
2013-04-04 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
2013-04-04 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
2013-04-08 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
2013-05-14 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
2013-05-14 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
2013-05-14 | TEAS/EMAIL CORRESPONDENCE ENTERED |
2013-05-30 | APPROVED FOR PUB - PRINCIPAL REGISTER |
2013-06-14 | ASSIGNED TO LIE |
2013-06-14 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
2013-07-03 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
2013-07-23 | PUBLISHED FOR OPPOSITION |
2013-07-23 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
2013-10-08 | REGISTERED-PRINCIPAL REGISTER |
2014-01-08 | FINAL DISPOSITION NOTICE CREATED, TO BE SENT TO IB |
2014-01-09 | FINAL DISPOSITION PROCESSED |
2014-01-09 | FINAL DISPOSITION NOTICE SENT TO IB |
2014-01-25 | FINAL DECISION TRANSACTION PROCESSED BY IB |
2018-10-08 | COURTESY REMINDER - SEC. 71 (6-YR) E-MAILED |
2019-10-08 | TEAS SECTION 15 RECEIVED |
2019-10-08 | TEAS SECTION 71 RECEIVED |
2019-11-04 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
2019-11-04 | REGISTERED-SEC.71 ACCEPTED |
2019-11-04 | REGISTERED - SEC. 15 ACKNOWLEDGED |
2019-11-04 | SEC. 15 ACKNOWLEDGEMENT - E-MAILED |
2019-11-04 | NOTICE OF ACCEPTANCE OF SEC. 71 - E-MAILED |
2020-07-04 | PARTIAL INVALIDATION OF REG EXT PROTECTION CREATED |
2020-08-10 | INVALIDATION PROCESSED |
2020-08-10 | PARTIAL INVALIDATION OF REG EXT PROTECTION SENT TO IB |
2020-09-18 | PARTIAL INVALIDATION PROCESSED BY THE IB |