NIKKO ASSET MANAGEMENT - Trademark Details
Status: 739 - Section 71 & 15-Accepted And Acknowledged
Image for trademark with serial number 79105516
Serial Number
79105516
Registration Number
4266181
Word Mark
NIKKO ASSET MANAGEMENT
Status
739 - Section 71 & 15-Accepted And Acknowledged
Status Date
2018-12-12
Filing Date
2011-09-29
Registration Number
4266181
Registration Date
2013-01-01
Mark Drawing
5000 - Illustration: Drawing with word(s)/letter(s)/number(s) in Stylized form Typeset
Published for Opposition Date
2012-10-16
Attorney Name
Mitchell E. Radin
Law Office Assigned Location Code
M40
Employee Name
VALLILLO, MELISSA C
Statements
Certificate of Correction for Registration
In the statement, page 1, line 16, "OR" should be deleted, and "FOR" should be inserted.
Certificate of Correction for Registration
In the statement, page 1, line 16, "OR" should be deleted, and "FOR" should be inserted.
Indication of Colors claimed
Color is not claimed as a feature of the mark.
Disclaimer with Predetermined Text
"ASSET MANAGEMENT"
Goods and Services
[ Banking services, namely, acceptance of deposits including substitute bond issuance and acceptance of fixed interval installment deposits; loans financing and discount of bills; domestic exchange settlement, namely, debit settlement services, credit to current accounts services and money collection services; liability guarantee in the nature of underwriting commercial collateral liability insurance and acceptance of bills in the nature of bill payment services and bill consolidation services; ] offering of securities subscriptions in the nature of hedge funds, private equity funds, securities and derivatives for others; [ private placement in the nature of hedge funds, private equity funds, securities and derivatives [ or ] * FOR * others; securities offering in the nature of fund investment services featuring securities offered according to previously established criteria in order to maintain a predetermined level of payments to the account holder; ] financial services, namely, assisting others in the completion of financial transaction of securities or offering and transaction of private placement in the nature of hedge funds, private equity funds, securities and derivatives for others; [ securities brokerage, namely, buying and selling of securities; securities underwriting; financial services, namely, issuing of securities beneficiary certificates; instruction on trust assets investment; ] advisory services relating to investment decisions based on securities values or securities value analysis; advisory services relating to investment or investment decisions based on discretionary investment contract concerning securities [ ; life insurance brokerage; providing information relating to life insurance; consultancy and advisory services for life insurance; agencies for non-life insurance ]
Translation of Words in Mark
The English translation of the word "NIKKO" in the mark is "Japan being prosperous".
Classification Information
International Class
036 - Insurance; financial affairs; monetary affairs; real estate affairs. - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes
100, 101, 102
Class Status Code
6 - Active
Class Status Date
2011-12-09
Primary Code
036
Current Trademark Owners
Party Name
SMBC Nikko Shoken Kabushiki Kaisha (SMBC Nikko Securities Inc.)
Party Type
30 - Original Registrant
Legal Entity Type
03 - Corporation
Address
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Trademark Owner History
Party Name
SMBC Nikko Shoken Kabushiki Kaisha (SMBC Nikko Securities Inc.)
Party Type
30 - Original Registrant
Legal Entity Type
03 - Corporation
Address
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Party Name
SMBC Nikko Shoken Kabushiki Kaisha (SMBC Nikko Securities Inc.)
Party Type
20 - Owner at Publication
Legal Entity Type
03 - Corporation
Address
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Party Name
SMBC Nikko Shoken Kabushiki Kaisha (SMBC Nikko Securities Inc.)
Party Type
10 - Original Applicant
Legal Entity Type
03 - Corporation
Address
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Correspondences
Name
Mitchell E. Radin
Address
Please log in with your Justia account to see this address.
Prior Registrations
Relationship TypeReel Number
Prior Registration3470287
International Registrations
International Registration Number
1097622
International Registration Date
2011-09-29
International Publication Date
2011-12-15
International Renewal Date
2031-09-29
Auto Protection Date
2013-06-08
International Status
001 - Request for extension of protection established
International Status Date
2011-12-08
Priority Claimed In
True
Priority Claimed Date
2011-09-22
First Refusal In
True
Trademark Events
Event DateEvent Description
2011-12-08SN ASSIGNED FOR SECT 66A APPL FROM IB
2011-12-09NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM
2011-12-13APPLICATION FILING RECEIPT MAILED
2012-01-19ASSIGNED TO EXAMINER
2012-01-25NON-FINAL ACTION WRITTEN
2012-01-26NON-FINAL ACTION (IB REFUSAL) PREPARED FOR REVIEW
2012-01-30REFUSAL PROCESSED BY MPU
2012-01-30NON-FINAL ACTION MAILED - REFUSAL SENT TO IB
2012-02-17REFUSAL PROCESSED BY IB
2012-07-09TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
2012-07-09ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
2012-07-24TEAS RESPONSE TO OFFICE ACTION RECEIVED
2012-07-27ASSIGNED TO LIE
2012-08-13CORRESPONDENCE RECEIVED IN LAW OFFICE
2012-08-13TEAS/EMAIL CORRESPONDENCE ENTERED
2012-09-04APPROVED FOR PUB - PRINCIPAL REGISTER
2012-09-11LAW OFFICE PUBLICATION REVIEW COMPLETED
2012-09-26NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
2012-09-26NOTICE OF START OF OPPOSITION PERIOD CREATED, TO BE SENT TO IB
2012-09-26NOTIFICATION OF POSSIBLE OPPOSITION SENT TO IB
2012-10-15NOTIFICATION PROCESSED BY IB
2012-10-16PUBLISHED FOR OPPOSITION
2012-10-16OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
2013-01-01REGISTERED-PRINCIPAL REGISTER
2013-04-01FINAL DISPOSITION NOTICE CREATED, TO BE SENT TO IB
2013-04-09TEAS CHANGE OF CORRESPONDENCE RECEIVED
2013-04-09TEAS SECTION 7 REQUEST RECEIVED
2013-04-30CASE ASSIGNED TO POST REGISTRATION PARALEGAL
2013-05-02POST REGISTRATION ACTION MAILED - SEC. 7
2013-05-16TEAS CHANGE OF CORRESPONDENCE RECEIVED
2013-08-27FINAL DISPOSITION PROCESSED
2013-08-27FINAL DISPOSITION NOTICE SENT TO IB
2013-09-15FINAL DECISION TRANSACTION PROCESSED BY IB
2013-10-31TEAS SECTION 7 REQUEST RECEIVED
2013-10-31SEC 7 REQUEST FILED
2013-11-15POST REGISTRATION ACTION CORRECTION
2013-12-02OTQR WITHDRAWAL FROM PUBLICATION
2013-12-13CASE ASSIGNED TO POST REGISTRATION PARALEGAL
2013-12-14NEW REPRESENTATIVE AT IB RECEIVED
2013-10-31SEC 7 REQUEST FILED
2013-12-14CORRECTION UNDER SECTION 7 ¿ PROCESSED
2013-12-14CASE ASSIGNED TO POST REGISTRATION PARALEGAL
2014-08-14PARTIAL INVALIDATION OF REG EXT PROTECTION CREATED
2015-02-07INVALIDATION REVIEWED - NO ACTION REQUIRED BY OFFICE
2016-07-01NEW REPRESENTATIVE AT IB RECEIVED
2018-01-01COURTESY REMINDER - SEC. 71 (6-YR) E-MAILED
2018-12-11TEAS SECTION 71 & 15 RECEIVED
2018-12-12REGISTERED - SEC. 71 ACCEPTED & SEC. 15 ACK.
2018-12-12NOTICE OF ACCEPTANCE OF SEC. 71 & 15 - E-MAILED
2021-10-15INTERNATIONAL REGISTRATION RENEWED
2022-01-01COURTESY REMINDER - SEC. 71 (10-YR) E-MAILED