Administration of employee benefit plans; Administration of employee pension plans; Administration of employee welfare benefit plans; Administration of pre-paid health care plans; Advice relating to investments; Agencies for brokerage of securities trading in overseas securities markets and of transactions on commission of overseas market securities futures; Agencies for commodity futures trading; Agencies in the field of bonds and other securities; Agencies or brokerage for trading of securities, securities index futures, securities options, and overseas market securities futures; Assuming financial risk of others by entering into options and swaps; Automated securities brokerage; Brokerage in the field of stocks, commodities and securities; Brokerage of shares and other securities; Brokerage of shares or stocks and other securities; Business, stock option and pension valuation services; Capital investment consultation; Cash and foreign exchange transactions; Cash management; Credit risk management; Establishing mutual funds for others; Financial analysis and consultation; Financial consultation; Financial due diligence; Financial forecasting; Financial information processing; Financial management; Financial planning; Financial planning consultation; Financial portfolio management; Financial research; Financial risk management; Financial services in the nature of an investment security; Financial services, namely assisting others with the completion of financial transactions for stocks, bonds, securities and equities; Financial services, namely, a total portfolio offering for high net worth clients consisting of both separate accounts and mutual funds for equity and fixed income investments; Financial services, namely, issuance and management of certificates backed by loan portfolios which are subsequently managed to insure the integrity of the certificates; Fund investment consultation; Funds investment; Investment advice; Investment banking services; Investment brokerage; Investment by electronic means; Investment clubs; Investment consultation; Investment management; Investment management of and distribution of variable annuities; Investment of funds for others; Investment services, namely asset acquisition, consultation, development and management services; Management of a capital investment fund; Management of portfolios comprising securities; Management of portfolios of transferable securities; Mutual fund brokerage; Mutual fund distribution; Mutual fund investment; Project financing; Providing stock market information; Providing stock/securities market information; Risk management; Risk management consultation; Stock brokerage; Trust services, namely, investment and trust company services; Venture capital funding services to emerging and start-up companies; Venture capital services, namely, providing financing to emerging and start-up companies