FINRA - Trademark Details
Status: 800 - Registered And Renewed
Serial Number
77976554
Registration Number
3604224
Word Mark
FINRA
Status
800 - Registered And Renewed
Status Date
2019-06-12
Filing Date
2007-07-10
Registration Number
3604224
Registration Date
2009-04-07
Mark Drawing
4000 - Standard character mark
Typeset
Published for Opposition Date
2008-04-22
Attorney Name
Law Office Assigned Location Code
L70
Employee Name
LUKEN, BONNIE
Statements
Goods and Services
Computer software containing accessible databases and computer software used to access online databases, both pertaining to licensing, employment and disciplinary information of professionals in the securities and investment advisor industries; computer programs for training, testing, and certification of professional and employment skills and abilities; downloadable podcasts with information related to securities, equities and financial investments
Goods and Services
Lapel pins [ and watches ]
Goods and Services
Printed matter, namely, manuals, newsletters, brochures, pamphlets and leaflets regarding regulations and requirements pertaining to the securities and investment advisor industries and corporate bonds; and regarding databases containing employment, licensing and disciplinary information on professionals in the securities and investment advisor industries; printed educational materials regarding regulation in the area of securities, investor education, trading of securities and corporate bonds, the securities and investment advisor industries and corporate bond markets; business cards; stationery; notepads; pens
Goods and Services
Providing services to regulate the securities industry in order to maintain the integrity of the marketplace for the benefit and protection of investors, namely, providing and maintaining a registry of member firms and their employees, investment advisors and individuals and entities within the securities and investment industry; promoting the services of others, namely, advertising and marketing a series of discounted insurance, mail delivery and telecommunications services to members; on-line retail store services featuring booklets and manuals dealing with the securities and investment industry, and featuring clothing, hats, bags, office supplies and accessories, watches, paper goods, umbrellas, and coffee mugs; business services for others, namely, providing an online database featuring employment and disciplinary information regarding professionals in the securities and investment advisor industries; providing for others an on-line computer database with information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees and investment advisors; providing for others information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees in response to telephone and email inquiries; providing for others monitoring and information concerning securities markets around the world to determine compliance with regulations; association services, namely, creating and enforcing rules that govern the conduct of securities investment firms and their employees; regulating the securities and investment industries, namely, enforcement of securities regulations and securities trade rules, investigation to evaluate compliance with securities regulations and securities trade rules, disciplining securities firms and individuals who violate securities rules and laws, and investigation of investor complaints regarding the business conduct of an investment firm or professional; testing and examination to determine professional competency of brokerage firms and their employees
Goods and Services
Financial consulting services for others, namely, providing analysis of securities market regulations, management and operations, providing advice regarding the structure and regulation of securities markets; providing an on-line computer database of information in the field of securities and equities trading, corporate bond transactions, securities regulation, financial investments, namely, securities, securities firms, broker/dealers and investment advisors, grants, investor protection, and rules to govern securities day-trading activities; providing an on-line computer database with information regarding pricing and quotes for bonds, equities and securities, reports on bonds, equities and securities trades, and comparisons of bonds, equities and securities trades
Goods and Services
Educational services, namely, conducting seminars, conferences and workshops in the fields of securities regulation and compliance, investor education, and providing continuing education programs for securities industry professionals
Goods and Services
Arbitration, mediation and dispute resolution services
Classification Information
International Class
009 - Scientific, nautical, surveying, electric, photographic, cinematographic, optical, weighing, measuring, signalling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin-operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire-extinguishing apparatus. - Scientific, nautical, surveying, electric, photographic, cinematographic, optical, weighing, measuring, signalling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin-operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire-extinguishing apparatus.
US Class Codes
021, 023, 026, 036, 038
Class Status Code
6 - Active
Class Status Date
2007-07-13
Primary Code
009
First Use Anywhere Date
2007-07-30
First Use In Commerce Date
2007-07-30
International Class
014 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewellery, precious stones; horological and chronometric instruments. - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewellery, precious stones; horological and chronometric instruments.
US Class Codes
002, 027, 028, 050
Class Status Code
6 - Active
Class Status Date
2007-07-13
Primary Code
014
First Use Anywhere Date
2007-07-30
First Use In Commerce Date
2007-07-30
International Class
045 - Personal and social services rendered by others to meet the needs of individuals; security services for the protection of property and individuals. - Personal and social services rendered by others to meet the needs of individuals; security services for the protection of property and individuals.
US Class Codes
100, 101
Class Status Code
6 - Active
Class Status Date
2007-07-13
Primary Code
045
First Use Anywhere Date
2007-07-30
First Use In Commerce Date
2007-07-30
International Class
016 - Paper, cardboard and goods made from these materials, not included in other classes; printed matter; bookbinding material; photographs; stationery; adhesives for stationery or household purposes; artists' materials; paint brushes; typewriters and office requisites (except furniture); instructional and teaching material (except apparatus); plastic materials for packaging (not included in other classes); playing cards; printers' type; printing blocks. - Paper, cardboard and goods made from these materials, not included in other classes; printed matter; bookbinding material; photographs; stationery; adhesives for stationery or household purposes; artists' materials; paint brushes; typewriters and office requisites (except furniture); instructional and teaching material (except apparatus); plastic materials for packaging (not included in other classes); playing cards; printers' type; printing blocks.
US Class Codes
002, 005, 022, 023, 029, 037, 038, 050
Class Status Code
6 - Active
Class Status Date
2007-07-13
Primary Code
016
First Use Anywhere Date
2007-07-30
First Use In Commerce Date
2007-07-30
International Class
041 - Education; providing of training; entertainment; sporting and cultural activities. - Education; providing of training; entertainment; sporting and cultural activities.
US Class Codes
100, 101, 107
Class Status Code
6 - Active
Class Status Date
2007-07-13
Primary Code
041
First Use Anywhere Date
2007-07-30
First Use In Commerce Date
2007-07-30
International Class
035 - Advertising; business management; business administration; office functions. - Advertising; business management; business administration; office functions.
US Class Codes
100, 101, 102
Class Status Code
6 - Active
Class Status Date
2007-07-13
Primary Code
035
First Use Anywhere Date
2007-07-30
First Use In Commerce Date
2007-07-30
International Class
036 - Insurance; financial affairs; monetary affairs; real estate affairs. - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes
100, 101, 102
Class Status Code
6 - Active
Class Status Date
2007-07-13
Primary Code
036
First Use Anywhere Date
2007-07-30
First Use In Commerce Date
2007-07-30
Current Trademark Owners
Party Type
30 - Original Registrant
Legal Entity Type
99 - Other (NON-PROFIT CORPORATION).
Address
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Trademark Owner History
Party Type
30 - Original Registrant
Legal Entity Type
99 - Other (NON-PROFIT CORPORATION).
Address
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Party Type
20 - Owner at Publication
Legal Entity Type
99 - Other (NON-PROFIT CORPORATION).
Address
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Party Type
11 - 1st New Owner Before Publication
Legal Entity Type
99 - Other (NON-PROFIT CORPORATION).
Address
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Party Type
10 - Original Applicant
Legal Entity Type
99 - Other (NON-PROFIT CORPORATION).
Address
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Correspondences
Name
Aaron D. Hendelman
Address
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Prior Registrations
| Relationship Type | Reel Number |
| Continuity Parent | 77226437 |
Madrid International Filings
Entry Number
1
Reference Number
A0010717
Original Filing Date USPTO
2007-12-18
International Registration Number
0964788
International Registration Date
2007-12-18
International Status Code
480
International Renewal Date
2027-12-18
| Madrid History Events | ||
| Date | Code | Description |
| 2007-12-18 | NEWAP | NEW APPLICATION FOR IR RECEIVED |
| 2007-12-18 | MCERT | MANUALLY CERTIFIED |
| 2007-12-18 | APPST | IR CERTIFIED AND SENT TO IB |
| 2008-01-25 | IRREG | IRREGULARITY NOTICE RECEIVED FROM IB |
| 2008-02-15 | IRRCV | IRREGULARITY RESPONSE RECEIVED FROM APPLICANT |
| 2008-02-21 | IRRAC | RESPONSE TO IRREGULARITY REVIEWED AND ACCEPTED |
| 2008-02-23 | IRSNT | IRREGULARITY RESPONSE SENT TO IB |
| 2008-06-26 | CREAT | APPLICATION FOR IR REGISTERED BY IB |
| 2009-02-03 | DBCRP | DIVISIONAL OF BASE APP NOTICE CREATED, TO BE SENT TO IB |
| 2009-02-03 | DBCSP | DIVISIONAL OF BASE APP NOTICE SENT TO IB |
| 2009-06-11 | PDBNX | DIVISION OF BASE APPLICATION PROCESSED BY IB |
| 2009-07-08 | CBPCP | PARTIAL CEASING OF EFFECT TO BE PROCESSED |
| 2009-07-23 | CBNAR | CEASING OF EFFECT REVIEWED - NO ACTION REQUIRED BY OFFICE |
| 2010-08-16 | CBPCP | PARTIAL CEASING OF EFFECT TO BE PROCESSED |
| 2010-11-03 | CBMPP | CEASING OF EFFECT PROCESSED |
| 2010-11-03 | CBPSP | PARTIAL CEASING OF EFFECT NOTICE SENT TO IB |
| 2011-10-22 | PCBNP | PARTIAL CEASING OF EFFECT PROCESSED BY IB |
| 2018-01-18 | RENWL | INTERNATIONAL REGISTRATION RENEWED |
Trademark Events
| Event Date | Event Description |
| 2007-07-13 | NEW APPLICATION ENTERED IN TRAM |
| 2007-07-19 | ASSIGNED TO EXAMINER |
| 2007-08-02 | PRIORITY ACTION WRITTEN |
| 2007-08-02 | PRIORITY ACTION E-MAILED |
| 2007-08-02 | NOTIFICATION OF PRIORITY ACTION E-MAILED |
| 2007-08-29 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| 2008-01-28 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| 2008-01-28 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| 2008-01-28 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| 2008-02-27 | EXAMINERS AMENDMENT -WRITTEN |
| 2008-02-27 | EXAMINERS AMENDMENT E-MAILED |
| 2008-02-27 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| 2008-02-27 | EXAMINER'S AMENDMENT ENTERED |
| 2008-02-27 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| 2008-03-17 | ASSIGNED TO LIE |
| 2008-03-17 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| 2008-04-02 | NOTICE OF PUBLICATION |
| 2008-04-22 | PUBLISHED FOR OPPOSITION |
| 2008-07-15 | NOA MAILED - SOU REQUIRED FROM APPLICANT |
| 2009-01-13 | TEAS STATEMENT OF USE RECEIVED |
| 2009-01-13 | TEAS REQUEST TO DIVIDE RECEIVED |
| 2009-02-02 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| 2009-01-13 | DIVISIONAL REQUEST RECEIVED |
| 2009-02-02 | DIVISIONAL PROCESSING COMPLETE |
| 2009-01-13 | USE AMENDMENT FILED |
| 2009-02-02 | STATEMENT OF USE PROCESSING COMPLETE |
| 2009-03-03 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| 2009-03-04 | LAW OFFICE REGISTRATION REVIEW COMPLETED |
| 2009-04-07 | REGISTERED-PRINCIPAL REGISTER |
| 2014-01-29 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| 2014-01-29 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| 2015-04-15 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| 2015-04-15 | TEAS SECTION 8 & 15 RECEIVED |
| 2015-04-28 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| 2015-04-28 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| 2015-04-28 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
| 2017-01-17 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| 2017-01-17 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| 2017-06-07 | NOTICE OF SUIT |
| 2017-06-07 | NOTICE OF SUIT |
| 2018-04-07 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
| 2019-05-07 | TEAS SECTION 8 & 9 RECEIVED |
| 2019-06-12 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| 2019-06-12 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
| 2019-06-12 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
| 2019-06-12 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
