SECURITIES INDUSTRY REGULATORY AUTHORITY - Trademark Details
Status: 602 - Abandoned-Failure To Respond Or Late Response
Image for trademark with serial number 77145276
Serial Number
77145276
Word Mark
SECURITIES INDUSTRY REGULATORY AUTHORITY
Status
602 - Abandoned-Failure To Respond Or Late Response
Status Date
2008-02-26
Filing Date
2007-03-30
Mark Drawing
4000 - Standard character mark Typeset
Attorney Name
Law Office Assigned Location Code
L70
Employee Name
LUKEN, BONNIE
Statements
Goods and Services
Computer software databases and computer software used to access online databases containing licensing, employment and disciplinary information of professionals in the securities and investment advisor industries; computer programs for training, testing, and certification of professional and employment skills and abilities; audio and video tapes, podcasts, CDs and DVDs with information related to securities, equities and financial investments
Goods and Services
Lapel pins and watches
Goods and Services
Printed matter, namely, manuals, magazines, newsletters, brochures, pamphlets and leaflets regarding regulations and requirements pertaining to the securities and investment advisor industries and corporate bonds; regarding grants and funding for research, projects, fellowships, seminars, symposiums, roundtables and classes, all in the field of investor education; and regarding databases containing employment, licensing and disciplinary information on professionals in the securities and investment advisor industries; printed educational materials regarding regulation in the area of securities, investor education, trading of securities and corporate bonds, the securities and investment advisor industries and corporate bond markets; business cards; stationery; calendars; notepads; pens
Goods and Services
Consulting services for others, namely, evaluating securities market risks and providing risk management recommendations; providing analysis of securities market regulations, management, and operations; providing advice regarding the structure and regulation of securities markets; providing advice regarding the use of technology to enforce securities market regulations and rules; providing services to regulate the securities industry in order to maintain the integrity of the marketplace for the benefit and protection of investors, namely, registration of member firms and their employees, investment advisors and individuals and entities within the mortgage industry; arranging of subscriptions for the publications of others; promoting the services of others, namely, advertising and marketing a series of discounted insurance, fiduciary bond, mail delivery and telecommunications services to members; on-line retail stores and mail-order catalog services featuring booklets, manuals, audio and video tapes and compact discs dealing with the securities and investment industry, and featuring clothing, scarves, hats, bags, office supplies and accessories, watches, paper goods and calendars, umbrellas, and coffee mugs; association services, namely, promoting the interests of securities and investment industry professionals; business services, namely, providing an online database featuring employment and disciplinary information regarding professionals in the securities and investment advisor industries; providing an on-line computer database with information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees and investment advisors; providing information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees in response to telephone and email inquiries
Goods and Services
Providing an on-line computer database of information in the field of securities and equities trading, corporate bond transactions, securities regulation, financial investments, securities firms, broker/dealers and investment advisors, grants, investor protection, and rules to govern securities day-trading activities; development of securities trade rules to increase transparency, disclosures and reduce conflicts of interest; monitoring securities markets around the world to determine compliance with regulations; assisting securities and investment firms to assess disaster recovery plans; creating and enforcing rules that govern the conduct of securities investment firms and their employees; regulating the securities and investment industries; providing an on-line computer database with information regarding pricing and quotes for bonds, equities and securities, reports on bonds, equities and securities trades, and comparisons of bonds, equities and securities trades; providing grants and funding for research, projects, fellowships, seminars, symposiums, roundtables and classes, all in the field of investor education
Goods and Services
Educational services, namely, conducting seminars, conferences and workshops in the fields of securities regulation and compliance, investor education, and providing continuing education programs for securities industry professionals; testing and examination of brokerage firms and their employees
Goods and Services
Providing software development services for databases of information in the field of securities regulation, markets, compliance, financial investments, securities firms, broker/dealers, investment advisors and mortgage industry professionals, and rules to govern securities trading activities; development of securities trade rules to increase transparency, disclosures and reduce conflicts of interest; monitoring securities markets around the world to determine compliance with regulations, education, testing and licensing of securities professionals
Goods and Services
Arbitration, mediation and dispute resolution services
Classification Information
International Class
9 - Scientific, nautical, surveying, electric, photographic, cinematographic, optical, weighing, measuring, signalling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin-operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire-extinguishing apparatus. - Scientific, nautical, surveying, electric, photographic, cinematographic, optical, weighing, measuring, signalling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin-operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire-extinguishing apparatus.
US Class Codes
021, 023, 026, 036, 038
Class Status Code
6 - Active
Class Status Date
2007-04-04
Primary Code
009
International Class
14 - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewellery, precious stones; horological and chronometric instruments. - Precious metals and their alloys and goods in precious metals or coated therewith, not included in other classes; jewellery, precious stones; horological and chronometric instruments.
US Class Codes
002, 027, 028, 050
Class Status Code
6 - Active
Class Status Date
2007-04-04
Primary Code
014
International Class
16 - Paper, cardboard and goods made from these materials, not included in other classes; printed matter; bookbinding material; photographs; stationery; adhesives for stationery or household purposes; artists' materials; paint brushes; typewriters and office requisites (except furniture); instructional and teaching material (except apparatus); plastic materials for packaging (not included in other classes); playing cards; printers' type; printing blocks. - Paper, cardboard and goods made from these materials, not included in other classes; printed matter; bookbinding material; photographs; stationery; adhesives for stationery or household purposes; artists' materials; paint brushes; typewriters and office requisites (except furniture); instructional and teaching material (except apparatus); plastic materials for packaging (not included in other classes); playing cards; printers' type; printing blocks.
US Class Codes
002, 005, 022, 023, 029, 037, 038, 050
Class Status Code
6 - Active
Class Status Date
2007-04-04
Primary Code
016
International Class
35 - Advertising; business management; business administration; office functions. - Advertising; business management; business administration; office functions.
US Class Codes
100, 101, 102
Class Status Code
6 - Active
Class Status Date
2007-04-04
Primary Code
035
International Class
36 - Insurance; financial affairs; monetary affairs; real estate affairs. - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes
100, 101, 102
Class Status Code
6 - Active
Class Status Date
2007-04-04
Primary Code
036
International Class
41 - Education; providing of training; entertainment; sporting and cultural activities. - Education; providing of training; entertainment; sporting and cultural activities.
US Class Codes
100, 101, 107
Class Status Code
6 - Active
Class Status Date
2007-04-04
Primary Code
041
International Class
42 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software; legal services. - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software; legal services.
US Class Codes
100, 101
Class Status Code
6 - Active
Class Status Date
2007-04-04
Primary Code
042
International Class
45 - Personal and social services rendered by others to meet the needs of individuals; security services for the protection of property and individuals. - Personal and social services rendered by others to meet the needs of individuals; security services for the protection of property and individuals.
US Class Codes
100, 101
Class Status Code
6 - Active
Class Status Date
2007-04-04
Primary Code
045
Correspondences
Name
CARLA B. OAKLEY
Address
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Trademark Events
Event DateEvent Description
2007-04-04NEW APPLICATION ENTERED IN TRAM
2007-07-12ASSIGNED TO EXAMINER
2007-07-24NON-FINAL ACTION WRITTEN
2007-07-24NON-FINAL ACTION E-MAILED
2007-07-24NOTIFICATION OF NON-FINAL ACTION E-MAILED
2008-02-26ABANDONMENT - FAILURE TO RESPOND OR LATE RESPONSE
2008-02-26ABANDONMENT NOTICE MAILED - FAILURE TO RESPOND