SWS GROUP - Trademark Details
Status: 800 - Registered And Renewed
Image for trademark with serial number 76291354
Serial Number
76291354
Registration Number
2712001
Word Mark
SWS GROUP
Status
800 - Registered And Renewed
Status Date
2013-04-09
Filing Date
2001-07-27
Registration Number
2712001
Registration Date
2003-04-29
Mark Drawing
1000 - Typeset: Word(s)/letter(s)/number(s) Typeset
Published for Opposition Date
2002-02-19
Attorney Name
Gregory J. Krabacher
Law Office Assigned Location Code
L60
Employee Name
DONNELL, RICHARD S
Statements
Disclaimer with Predetermined Text
"GROUP"
Goods and Services
Financial services in the field of investment and securities brokerage, namely, brokerage services concerning securities, mutual funds and commodities; financial management services; securities and financial clearing services; financial advisory services, financial consultation services; investment account planning
Classification Information
International Class
036 - Insurance; financial affairs; monetary affairs; real estate affairs. - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes
100, 101, 102
Class Status Code
6 - Active
Class Status Date
2001-08-09
Primary Code
036
First Use Anywhere Date
2001-11-08
First Use In Commerce Date
2001-12-04
Current Trademark Owners
Party Name
SWS PARTNERS, LLC
Party Type
32 - 2nd New Owner Entered After Registration
Legal Entity Type
16 - Limited Liability Company
Address
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Trademark Owner History
Party Name
SWS PARTNERS, LLC
Party Type
32 - 2nd New Owner Entered After Registration
Legal Entity Type
16 - Limited Liability Company
Address
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Party Name
HILLTOP SECURITIES HOLDINGS LLC
Party Type
31 - 1st New Owner Entered After Registration
Legal Entity Type
16 - Limited Liability Company
Address
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Party Name
SWS GROUP, INC.
Party Type
30 - Original Registrant
Legal Entity Type
03 - Corporation
Address
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Party Name
SWS GROUP, INC.
Party Type
21 - 1st New Owner After Publication
Legal Entity Type
03 - Corporation
Address
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Party Name
Southwest Securities Group, Inc.
Party Type
20 - Owner at Publication
Legal Entity Type
03 - Corporation
Address
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Party Name
Southwest Securities Group, Inc.
Party Type
10 - Original Applicant
Legal Entity Type
03 - Corporation
Address
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Correspondences
Name
Gregory J. Krabacher
Address
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Prior Registrations
Relationship TypeReel Number
Prior Registration2358973
Prior Registration2358974
Prior Registration2418656
Trademark Events
Event DateEvent Description
2001-09-07ASSIGNED TO EXAMINER
2001-09-10EXAMINER'S AMENDMENT MAILED
2001-09-20APPROVED FOR PUB - PRINCIPAL REGISTER
2002-01-30NOTICE OF PUBLICATION
2002-02-19PUBLISHED FOR OPPOSITION
2002-05-14NOA MAILED - SOU REQUIRED FROM APPLICANT
2002-11-18PAPER RECEIVED
2002-11-13USE AMENDMENT FILED
2003-02-06STATEMENT OF USE PROCESSING COMPLETE
2003-02-10ASSIGNED TO EXAMINER
2003-02-21ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
2003-04-29REGISTERED-PRINCIPAL REGISTER
2008-04-28CASE FILE IN TICRS
2008-08-27TEAS SECTION 8 & 15 RECEIVED
2008-09-04ASSIGNED TO PARALEGAL
2008-09-10REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
2013-03-25TEAS SECTION 8 & 9 RECEIVED
2013-04-09CASE ASSIGNED TO POST REGISTRATION PARALEGAL
2013-04-09REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
2013-04-09REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
2013-04-09NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
2018-11-28AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
2019-04-22TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
2019-04-22ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
2019-04-24AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP