SWS - Trademark Details
Status: 800 - Registered And Renewed
Image for trademark with serial number 76291350
Serial Number
76291350
Registration Number
2743812
Word Mark
SWS
Status
800 - Registered And Renewed
Status Date
2013-08-13
Filing Date
2001-07-27
Registration Number
2743812
Registration Date
2003-07-29
Mark Drawing
1000 - Typeset: Word(s)/letter(s)/number(s) Typeset
Published for Opposition Date
2001-10-30
Attorney Name
Gregory J. Krabacher
Law Office Assigned Location Code
L60
Employee Name
DONNELL, RICHARD S
Statements
Goods and Services
Financial services in the field of investment and securities brokerage, namely, brokerage services concerning securities, mutual funds and commodities; financial management services, securities and financial clearing services, financial advisory services, financial consultation services; investment account planning
Pseudo Mark
SWS
Classification Information
International Class
036 - Insurance; financial affairs; monetary affairs; real estate affairs. - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes
100, 101, 102
Class Status Code
6 - Active
Class Status Date
2001-08-09
Primary Code
036
First Use Anywhere Date
2001-06-13
First Use In Commerce Date
2001-06-30
Current Trademark Owners
Party Name
SWS PARTNERS, LLC
Party Type
32 - 2nd New Owner Entered After Registration
Legal Entity Type
16 - Limited Liability Company
Address
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Trademark Owner History
Party Name
SWS PARTNERS, LLC
Party Type
32 - 2nd New Owner Entered After Registration
Legal Entity Type
16 - Limited Liability Company
Address
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Party Name
HILLTOP SECURITIES HOLDINGS LLC
Party Type
31 - 1st New Owner Entered After Registration
Legal Entity Type
16 - Limited Liability Company
Address
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Party Name
SWS GROUP, INC.
Party Type
30 - Original Registrant
Legal Entity Type
03 - Corporation
Address
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Party Name
SWS GROUP, INC.
Party Type
21 - 1st New Owner After Publication
Legal Entity Type
03 - Corporation
Address
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Party Name
Southwest Securities Group, Inc.
Party Type
20 - Owner at Publication
Legal Entity Type
03 - Corporation
Address
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Party Name
Southwest Securities Group, Inc.
Party Type
10 - Original Applicant
Legal Entity Type
03 - Corporation
Address
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Correspondences
Name
Gregory J. Krabacher
Address
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Prior Registrations
Relationship TypeReel Number
Prior Registration2358973
Prior Registration2418656
Trademark Events
Event DateEvent Description
2001-09-07ASSIGNED TO EXAMINER
2001-09-15APPROVED FOR PUB - PRINCIPAL REGISTER
2001-10-10NOTICE OF PUBLICATION
2001-10-30PUBLISHED FOR OPPOSITION
2002-01-22NOA MAILED - SOU REQUIRED FROM APPLICANT
2002-07-25PAPER RECEIVED
2002-07-22EXTENSION 1 FILED
2002-08-20EXTENSION 1 GRANTED
2003-01-27PAPER RECEIVED
2003-01-22EXTENSION 2 FILED
2003-04-17EXTENSION 2 GRANTED
2003-01-22USE AMENDMENT FILED
2003-05-22STATEMENT OF USE PROCESSING COMPLETE
2003-05-30ASSIGNED TO EXAMINER
2003-06-02ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
2003-07-29REGISTERED-PRINCIPAL REGISTER
2008-04-30CASE FILE IN TICRS
2008-08-27TEAS SECTION 8 & 15 RECEIVED
2008-09-04ASSIGNED TO PARALEGAL
2008-09-10REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
2013-07-29TEAS SECTION 8 & 9 RECEIVED
2013-08-13CASE ASSIGNED TO POST REGISTRATION PARALEGAL
2013-07-29REGISTERED - COMBINED SECTION 8 (10-YR) & SEC. 9 FILED
2013-08-13REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
2013-08-13REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
2013-08-13NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
2018-11-28AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
2019-04-22TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
2019-04-22ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
2019-04-24AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP