GUGGENHEIM INVESTMENTS - Trademark Details
Status: 800 - Registered And Renewed
Image for trademark with serial number 85398377
Serial Number
85398377
Registration Number
4162457
Word Mark
GUGGENHEIM INVESTMENTS
Status
800 - Registered And Renewed
Status Date
2021-12-04
Filing Date
2011-08-15
Registration Number
4162457
Registration Date
2012-06-19
Mark Drawing
4000 - Standard character mark Typeset
Published for Opposition Date
2012-01-17
Attorney Name
Richard Y. Kim
Law Office Assigned Location Code
M30
Employee Name
FLOWERS, JAY K
Statements
Disclaimer with Predetermined Text
"INVESTMENTS"
Goods and Services
Financial advisory and consultancy services; Financial affairs and monetary affairs, namely, financial information, management and analysis services; Financial and investment services, namely, asset and investment acquisition, consultation, advisory and development; Financial and investment services, namely, management and brokerage in the fields of stocks, bonds, options, commodities, futures and other securities, and the investment of funds of others; Financial planning and investment advisory services; Financial services, namely, investment advice, investment management, investment consultation and investment of funds for others, including private and public equity and debt investment services; Information, advisory, consultancy and research services relating to finance and investments; Investment of funds for others; Investment services, namely, asset acquisition, consultation, development and management services
Section 2(f) Limitation Statement
AS TO "GUGGENHEIM"
Classification Information
International Class
036 - Insurance; financial affairs; monetary affairs; real estate affairs. - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes
100, 101, 102
Class Status Code
6 - Active
Class Status Date
2011-08-18
Primary Code
036
First Use Anywhere Date
2011-09-20
First Use In Commerce Date
2011-09-20
Current Trademark Owners
Party Name
GUGGENHEIM CAPITAL, LLC
Party Type
30 - Original Registrant
Legal Entity Type
16 - Limited Liability Company
Address
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Trademark Owner History
Party Name
GUGGENHEIM CAPITAL, LLC
Party Type
30 - Original Registrant
Legal Entity Type
16 - Limited Liability Company
Address
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Party Name
GUGGENHEIM CAPITAL, LLC
Party Type
20 - Owner at Publication
Legal Entity Type
16 - Limited Liability Company
Address
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Party Name
GUGGENHEIM CAPITAL, LLC
Party Type
10 - Original Applicant
Legal Entity Type
16 - Limited Liability Company
Address
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Correspondences
Name
Richard Y. Kim
Address
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Prior Registrations
Relationship TypeReel Number
Prior Registration3110878
Prior Registration3121127
Prior Registration3712544
Trademark Events
Event DateEvent Description
2011-08-18NEW APPLICATION ENTERED IN TRAM
2011-08-18NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM
2011-12-06ASSIGNED TO EXAMINER
2011-12-06APPROVED FOR PUB - PRINCIPAL REGISTER
2011-12-28NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
2012-01-17PUBLISHED FOR OPPOSITION
2012-01-17OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
2012-03-13NOA E-MAILED - SOU REQUIRED FROM APPLICANT
2012-04-02TEAS STATEMENT OF USE RECEIVED
2012-04-24CASE ASSIGNED TO INTENT TO USE PARALEGAL
2012-04-02USE AMENDMENT FILED
2012-04-24STATEMENT OF USE PROCESSING COMPLETE
2012-04-26ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
2012-05-11ASSIGNED TO LIE
2012-05-12LAW OFFICE REGISTRATION REVIEW COMPLETED
2012-05-15NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED
2012-06-19REGISTERED-PRINCIPAL REGISTER
2017-06-19COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
2018-01-23TEAS SECTION 8 & 15 RECEIVED
2018-02-07CASE ASSIGNED TO POST REGISTRATION PARALEGAL
2018-02-07REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
2018-02-07NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
2020-04-24TEAS CHANGE OF OWNER ADDRESS RECEIVED
2020-04-24TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
2020-04-24ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
2020-04-24TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS
2020-04-24TEAS CHANGE OF CORRESPONDENCE RECEIVED
2020-04-24APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
2020-06-11REVIEW OF CORRESPONDENCE COMPLETE - ADDRESS UPDATED
2021-06-19COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
2021-07-08TEAS SECTION 8 & 9 RECEIVED
2021-12-03CASE ASSIGNED TO POST REGISTRATION PARALEGAL
2021-12-04REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
2021-12-04REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
2021-12-04NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED