Investment advisory and management services, namely, providing investment information and investment advice to registered investment advisers, investment adviser representatives, financial advisors, clients, and others who provide investment-related financial services to clients

Software as a service (SAAS) services, namely, cloud application services, cloud information services, and cloud business process services, featuring temporary use of online non-downloadable software for registered investment advisers, investment adviser representatives, financial advisors and others who provide investment-related financial services, for use in conducting and managing the day-to-day aspects of their businesses, namely, software for use in client relationship management, marketing and sales activities, financial planning, proposal generation, investment portfolio construction, account reporting, and practice operations, consisting of account management, research, client billing, trading, investment portfolio rebalancing, account reconciliation, and investment portfolio management